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RCM

Radcliffe Capital Management Portfolio holdings

AUM $1.33B
1-Year Est. Return 1.18%
This Fund
S&P 500
This Quarter Est. Return
+0.61%
1 Year Est. Return
+1.18%
3 Year Est. Return
+4.94%
5 Year Est. Return
-24.37%
10 Year Est. Return
-27.33%
AUM
$1.11B
AUM Growth
+$377M
Cap. Flow
-$244M
Cap. Flow %
-22.03%
Top 10 Hldgs %
40.09%
Holding
275
New
126
Increased
22
Reduced
24
Closed
66

Top Buys

Rank Stock Value
1
FTOCU
FTAC Olympus Acquisition Corp. Unit
FTOCU
+$10M
2
NSH.U
NavSight Holdings, Inc. Units, each consisting of one share of Class A Common Stock and one-half of
NSH.U
+$8.02M
3
CRHC.U
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
+$7.6M
4
VACQU
Vector Acquisition Corporation Unit
VACQU
+$7.57M
5
ORGN
Origin Materials
ORGN
+$7.46M

Top Sells

Rank Stock Value
1
GOEV
Canoo Inc. Class A Common Stock
GOEV
+$7.63M
2
HECCU
Hudson Executive Investment Corp. Units
HECCU
+$7.17M
3
JWS.U
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
+$7.16M
4
SOAC.U
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
+$6.62M
5
LAZR
Luminar Technologies
LAZR
+$6.31M

Sector Composition

Rank Sector Weight
1 Financials 8.71%
2 Healthcare 4.67%
3 Technology 4.08%
4 Industrials 3.04%
5 Consumer Discretionary 2.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASTSW
176
CALL
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
$391K 0.04%
+38,855
New +$38.7K
CGROW
177
CALL
DELISTED
Collective Growth Corporation Warrant
CGROW
$370K 0.03%
+37,500
New +$28.4K
GHIVW
178
CALL
DELISTED
Gores Holdings IV, Inc. Warrant
GHIVW
$349K 0.03%
+33,875
New +$66.4K
FSKR
179
DELISTED
FS KKR Capital Corp. II
FSKR
$295K 0.03%
20,070
+10,070
+101% +$144K
CELUW
180
CALL
DELISTED
Celularity Inc
CELUW
$263K 0.02%
+25,000
New +$37.7K
BKCC
181
DELISTED
BlackRock Capital Investment Corporation
BKCC
$250K 0.02%
102,360
-15,863
-13% -$41.8K
NVVEW
182
CALL
DELISTED
Newborn Acquisition Corp Warrant
NVVEW
$249K 0.02%
+25,000
New +$4.32K
PANA.U
183
DELISTED
Panacea Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third
PANA.U
$238K 0.02%
+19,800
New +$228K
FGNA.U
184
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$212K 0.02%
+21,141
New +$212K
LSACW
185
CALL
DELISTED
LifeSci Acquisition Corp. Warrant
LSACW
$201K 0.02%
+16,172
New +$14.4K
ESSCR
186
CALL
DELISTED
East Stone Acquisition Corporation Right
ESSCR
$197K 0.02%
+20,000
New +$4.02K
MVST icon
187
Microvast
MVST
$302M
$187K 0.02%
18,340
– –
LFLY
188
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$152K 0.01%
767
– –
RTP.U
189
DELISTED
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
$115K 0.01%
+10,000
New +$115K
CIICW
190
CALL
DELISTED
CIIG Merger Corp. Warrants
CIICW
$111K 0.01%
+11,053
New +$10.8K
ZGYHR
191
CALL
DELISTED
Yunhong International Right
ZGYHR
$99K 0.01%
+10,000
New +$2.17K
AEVA
192
CALL
Aeva Technologies
AEVA
$1.86B
– –
-27,500
Closed -$1.36M
ARKO icon
193
ARKO Corp
ARKO
$635M
– –
-500,000
Closed -$5.17M
ASTS icon
194
CALL
AST SpaceMobile
ASTS
$21.5B
– –
-38,855
Closed -$392K
AVPT icon
195
CALL
AvePoint
AVPT
$2.71B
– –
-102,047
Closed -$1.04M
CELU icon
196
CALL
Celularity
CELU
$20.3M
– –
-2,500
Closed -$255K
CHPT icon
197
CALL
ChargePoint
CHPT
$161M
– –
-1,349
Closed -$271K
CHPT icon
198
ChargePoint
CHPT
$161M
– –
-9,156
Closed -$1.84M
CLOV icon
199
CALL
Clover Health Investments
CLOV
$2.51B
– –
-66,666
Closed -$745K
CURI icon
200
CALL
CuriosityStream
CURI
$161M
– –
-50,000
Closed -$503K
6 7
8
9 10

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Radcliffe Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Radcliffe Capital Management held 275 positions worth $1.11B, up 52% from $729M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Radcliffe Capital Management withdrew a net $244M in Q3 2020, closing 66 positions and reducing 24 holdings. Its most notable exit was Canoo Inc. Class A Common Stock, an estimated $7.63M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 7.3% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Radcliffe Capital Management opened a new position in FTAC Olympus Acquisition Corp. Unit worth $10M.

  • Radcliffe Capital Management's largest Q3 2020 buy was FTAC Olympus Acquisition Corp. Unit: 999,964 shares worth $10M.
  • Radcliffe Capital Management added most to WM TECHNOLOGY INC A in Q3 2020, an estimated $4.11M increase.
  • Radcliffe Capital Management's biggest Q3 2020 reduction was Blue Owl Capital, cutting an estimated $882K.
  • Radcliffe Capital Management fully exited Canoo Inc. Class A Common Stock in Q3 2020, selling an estimated $7.63M.
  • Radcliffe Capital Management's ten largest holdings make up 40% of its $1.11B portfolio in Q3 2020.
  • Radcliffe Capital Management opened 126 new positions and closed 66 in Q3 2020.
  • Radcliffe Capital Management's portfolio value rose 52% quarter-over-quarter to $1.11B.

Based on Radcliffe Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.