We are live on ! Find out more
RCM

Radcliffe Capital Management Portfolio holdings

AUM $1.33B
1-Year Est. Return 1.18%
This Fund
S&P 500
This Quarter Est. Return
+0.61%
1 Year Est. Return
+1.18%
3 Year Est. Return
+4.94%
5 Year Est. Return
-24.37%
10 Year Est. Return
-27.33%
AUM
$1.11B
AUM Growth
+$377M
Cap. Flow
-$244M
Cap. Flow %
-22.03%
Top 10 Hldgs %
40.09%
Holding
275
New
126
Increased
22
Reduced
24
Closed
66

Top Buys

Rank Stock Value
1
FTOCU
FTAC Olympus Acquisition Corp. Unit
FTOCU
+$10M
2
NSH.U
NavSight Holdings, Inc. Units, each consisting of one share of Class A Common Stock and one-half of
NSH.U
+$8.02M
3
CRHC.U
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
+$7.6M
4
VACQU
Vector Acquisition Corporation Unit
VACQU
+$7.57M
5
ORGN
Origin Materials
ORGN
+$7.46M

Top Sells

Rank Stock Value
1
GOEV
Canoo Inc. Class A Common Stock
GOEV
+$7.63M
2
HECCU
Hudson Executive Investment Corp. Units
HECCU
+$7.17M
3
JWS.U
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
+$7.16M
4
SOAC.U
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
+$6.62M
5
LAZR
Luminar Technologies
LAZR
+$6.31M

Sector Composition

Rank Sector Weight
1 Financials 8.71%
2 Healthcare 4.67%
3 Technology 4.08%
4 Industrials 3.04%
5 Consumer Discretionary 2.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLX icon
151
Sixth Street Specialty
TSLX
$1.81B
$819K 0.07%
47,600
-14,400
-23% -$247K
CSWC icon
152
Capital Southwest
CSWC
$1.6B
$814K 0.07%
57,961
-4,839
-8% -$68K
FSK icon
153
FS KKR Capital
FSK
$3.44B
$787K 0.07%
49,600
-24,150
-33% -$377K
ELMS
154
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
$746K 0.07%
+75,000
New +$741K
SCM icon
155
Stellus Capital Investment Corp
SCM
$243M
$745K 0.07%
85,665
-9,335
-10% -$76K
TCPC icon
156
BlackRock TCP Capital
TCPC
$345M
$744K 0.07%
75,880
-16,820
-18% -$163K
CGRO
157
DELISTED
Collective Growth Corporation Class A Common Stock
CGRO
$740K 0.07%
+75,000
New +$740K
PCPL.WS
158
CALL
DELISTED
CC Neuberger Principal Holdings I Warrants, each whole warrant exercisable for one Class A ordinary
PCPL.WS
$693K 0.06%
+66,666
New +$105K
NMFC icon
159
New Mountain Finance
NMFC
$732M
$649K 0.06%
67,900
-22,100
-25% -$213K
TOIIW
160
CALL
DELISTED
The Oncology Institute Warrant
TOIIW
$649K 0.06%
+62,500
New +$103K
CHAQ.WS
161
CALL
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
$612K 0.06%
+62,500
New +$43.7K
MLACW
162
CALL
DELISTED
Malacca Straits Acquisition Company Limited Warrants
MLACW
$611K 0.06%
+62,500
New +$25.1K
GSBD icon
163
Goldman Sachs BDC
GSBD
$1.1B
$565K 0.05%
37,547
-9,046
-19% -$142K
CHPMW
164
CALL
DELISTED
CHP Merger Corp. Warrant
CHPMW
$560K 0.05%
+55,000
New +$61.8K
JIH.WS
165
CALL
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
$558K 0.05%
+53,300
New +$62K
BKSY icon
166
CALL
BlackSky Technology
BKSY
$1.19B
$535K 0.05%
6,563
– –
LOAK.WS
167
CALL
DELISTED
Live Oak Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Clas
LOAK.WS
$504K 0.05%
+50,000
New +$42.8K
NVVE
168
DELISTED
Nuvve Holding Corp
NVVE
– –
0
– –
AHACU
169
DELISTED
Alpha Healthcare Acquisition Corp Unit
AHACU
$496K 0.04%
+50,000
New +$497K
ZGYHW
170
CALL
DELISTED
Yunhong International Warrant
ZGYHW
$494K 0.04%
+50,000
New +$11K
VMACW
171
CALL
DELISTED
Vistas Media Acquisition Company Inc. Warrant
VMACW
$492K 0.04%
+50,000
New +$13.7K
VMAC
172
DELISTED
Vistas Media Acquisition Company Inc. Class A Common Stock
VMAC
$492K 0.04%
+50,000
New +$490K
KPLTW
173
CALL
DELISTED
Katapult Holdings Warrant
KPLTW
$477K 0.04%
+47,550
New +$54.4K
PNNT
174
Pennant Park Investment Corp
PNNT
$241M
$420K 0.04%
131,633
-8,367
-6% -$28K
MAIN icon
175
Main Street Capital
MAIN
$5.48B
$408K 0.04%
13,800
-9,200
-40% -$282K
5 6
7
8 9

Similar funds

AWA
Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return
4WM
49 Wealth Management Austin, Texas $1.34B AUM 12.81% 1-Year Est. Return
BFMH
Baring Fintech Manager Holding Castel, Guernsey $1.34B AUM 20.23% 1-Year Est. Return
CRAM
Compass Rose Asset Management New York $1.33B AUM 2.38% 1-Year Est. Return
SWM
SHP Wealth Management Plymouth, Massachusetts $1.33B AUM
MRL
Mantle Ridge LP New York $1.33B AUM 11.36% 1-Year Est. Return
HAM
HoldCo Asset Management Fort Lauderdale, Florida $1.34B AUM 28.06% 1-Year Est. Return
VHAM
Van Hulzen Asset Management El Dorado Hills, California $1.35B AUM 22.73% 1-Year Est. Return

Radcliffe Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Radcliffe Capital Management held 275 positions worth $1.11B, up 52% from $729M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Radcliffe Capital Management withdrew a net $244M in Q3 2020, closing 66 positions and reducing 24 holdings. Its most notable exit was Canoo Inc. Class A Common Stock, an estimated $7.63M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 7.3% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Radcliffe Capital Management opened a new position in FTAC Olympus Acquisition Corp. Unit worth $10M.

  • Radcliffe Capital Management's largest Q3 2020 buy was FTAC Olympus Acquisition Corp. Unit: 999,964 shares worth $10M.
  • Radcliffe Capital Management added most to WM TECHNOLOGY INC A in Q3 2020, an estimated $4.11M increase.
  • Radcliffe Capital Management's biggest Q3 2020 reduction was Blue Owl Capital, cutting an estimated $882K.
  • Radcliffe Capital Management fully exited Canoo Inc. Class A Common Stock in Q3 2020, selling an estimated $7.63M.
  • Radcliffe Capital Management's ten largest holdings make up 40% of its $1.11B portfolio in Q3 2020.
  • Radcliffe Capital Management opened 126 new positions and closed 66 in Q3 2020.
  • Radcliffe Capital Management's portfolio value rose 52% quarter-over-quarter to $1.11B.

Based on Radcliffe Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.