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RCM

Radcliffe Capital Management Portfolio holdings

AUM $1.33B
1-Year Est. Return 1.18%
This Fund
S&P 500
This Quarter Est. Return
+0.61%
1 Year Est. Return
+1.18%
3 Year Est. Return
+4.94%
5 Year Est. Return
-24.37%
10 Year Est. Return
-27.33%
AUM
$1.11B
AUM Growth
+$377M
Cap. Flow
-$244M
Cap. Flow %
-22.03%
Top 10 Hldgs %
40.09%
Holding
275
New
126
Increased
22
Reduced
24
Closed
66

Top Buys

Rank Stock Value
1
FTOCU
FTAC Olympus Acquisition Corp. Unit
FTOCU
+$10M
2
NSH.U
NavSight Holdings, Inc. Units, each consisting of one share of Class A Common Stock and one-half of
NSH.U
+$8.02M
3
CRHC.U
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
+$7.6M
4
VACQU
Vector Acquisition Corporation Unit
VACQU
+$7.57M
5
ORGN
Origin Materials
ORGN
+$7.46M

Top Sells

Rank Stock Value
1
GOEV
Canoo Inc. Class A Common Stock
GOEV
+$7.63M
2
HECCU
Hudson Executive Investment Corp. Units
HECCU
+$7.17M
3
JWS.U
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
+$7.16M
4
SOAC.U
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
+$6.62M
5
LAZR
Luminar Technologies
LAZR
+$6.31M

Sector Composition

Rank Sector Weight
1 Financials 8.71%
2 Healthcare 4.67%
3 Technology 4.08%
4 Industrials 3.04%
5 Consumer Discretionary 2.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETACW
126
CALL
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$1.3M 0.12%
+133,332
New +$148K
SLRC icon
127
SLR Investment Corp
SLRC
$715M
$1.24M 0.11%
78,500
-6,500
-8% -$107K
HPX.WS
128
CALL
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
$1.24M 0.11%
+126,150
New +$112K
MLAC
129
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$1.22M 0.11%
+125,000
New +$1.22M
OBDC icon
130
Blue Owl Capital
OBDC
$5.74B
$1.21M 0.11%
100,000
-72,000
-42% -$882K
CGBD icon
131
Carlyle Secured Lending
CGBD
$758M
$1.19M 0.11%
133,399
+30,799
+30% +$270K
ZEV
132
DELISTED
Lightning eMotors, Inc.
ZEV
$1.15M 0.1%
+5,759
New +$1.14M
SAR icon
133
Saratoga Investment
SAR
$322M
$1.09M 0.1%
65,000
– –
AVPTW
134
CALL
DELISTED
AvePoint Inc Warrant
AVPTW
$1.08M 0.1%
+102,047
New +$168K
GSAH.WS
135
CALL
DELISTED
GS Acquisition Holdings Corp II Redeemable Warrants, each whole warrant exercisable for one share of
GSAH.WS
$1.08M 0.1%
+100,000
New +$216K
FDUS icon
136
Fidus Investment
FDUS
$772M
$1.07M 0.1%
108,888
-23,112
-18% -$222K
CCAP icon
137
Crescent Capital BDC
CCAP
$434M
$1.03M 0.09%
80,469
– –
ITACU
138
DELISTED
Industrial Tech Acquisitions, Inc. Unit
ITACU
$1M 0.09%
+100,000
New +$999K
ALUS
139
DELISTED
Alussa Energy Acquisition Corp
ALUS
$993K 0.09%
100,000
– –
ZGYH
140
DELISTED
Yunhong International Class A Ordinary Shares
ZGYH
$987K 0.09%
100,000
– –
ESSCW
141
CALL
DELISTED
East Stone Acquisition Corporation Warrant
ESSCW
$985K 0.09%
+100,000
New +$20.4K
TMPOW
142
CALL
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
$980K 0.09%
+100,550
New +$98.9K
SUNS
143
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$976K 0.09%
77,494
-2,600
-3% -$33.9K
OCSI
144
DELISTED
Oaktree Strategic Income Corporation
OCSI
$952K 0.09%
146,266
-11,505
-7% -$74.6K
UPH
145
DELISTED
UpHealth, Inc.
UPH
$950K 0.09%
9,352
– –
HIMS icon
146
Hims & Hers Health
HIMS
$7.31B
$940K 0.09%
80,000
-3,925
-5% -$41.8K
BCSF icon
147
Bain Capital Specialty
BCSF
$850M
$934K 0.08%
91,550
-1,200
-1% -$12.5K
SCVX.WS
148
CALL
DELISTED
SCVX Corp.
SCVX.WS
$875K 0.08%
+87,500
New +$114K
GIK.WS
149
CALL
DELISTED
GigCapital3, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise
GIK.WS
$860K 0.08%
+86,390
New +$48.7K
CLOVW
150
CALL
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
$831K 0.08%
+66,666
New +$209K
4 5
6
7 8

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Radcliffe Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Radcliffe Capital Management held 275 positions worth $1.11B, up 52% from $729M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Radcliffe Capital Management withdrew a net $244M in Q3 2020, closing 66 positions and reducing 24 holdings. Its most notable exit was Canoo Inc. Class A Common Stock, an estimated $7.63M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 7.3% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Radcliffe Capital Management opened a new position in FTAC Olympus Acquisition Corp. Unit worth $10M.

  • Radcliffe Capital Management's largest Q3 2020 buy was FTAC Olympus Acquisition Corp. Unit: 999,964 shares worth $10M.
  • Radcliffe Capital Management added most to WM TECHNOLOGY INC A in Q3 2020, an estimated $4.11M increase.
  • Radcliffe Capital Management's biggest Q3 2020 reduction was Blue Owl Capital, cutting an estimated $882K.
  • Radcliffe Capital Management fully exited Canoo Inc. Class A Common Stock in Q3 2020, selling an estimated $7.63M.
  • Radcliffe Capital Management's ten largest holdings make up 40% of its $1.11B portfolio in Q3 2020.
  • Radcliffe Capital Management opened 126 new positions and closed 66 in Q3 2020.
  • Radcliffe Capital Management's portfolio value rose 52% quarter-over-quarter to $1.11B.

Based on Radcliffe Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.