RCM

Radcliffe Capital Management Portfolio holdings

AUM $1.31B
This Quarter Return
+0.49%
1 Year Return
+0.24%
3 Year Return
-6.47%
5 Year Return
-24.86%
10 Year Return
-24.99%
AUM
$1.04B
AUM Growth
+$1.04B
Cap. Flow
+$232M
Cap. Flow %
22.3%
Top 10 Hldgs %
42.6%
Holding
244
New
77
Increased
22
Reduced
24
Closed
37

Top Buys

1
FTOCU
FTAC Olympus Acquisition Corp. Unit
FTOCU
$10M
2
NSH.U
NavSight Holdings, Inc. Units, each consisting of one share of Class A Common Stock and one-half of
NSH.U
$8.05M
3
VACQU
Vector Acquisition Corporation Unit
VACQU
$7.61M
4
CRHC.U
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
$7.57M
5
ORGN icon
Origin Materials
ORGN
$7.46M

Top Sells

1
GOEV
Canoo Inc. Class A Common Stock
GOEV
$7.63M
2
HECCU
Hudson Executive Investment Corp. Units
HECCU
$7.18M
3
JWS.U
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
$7.16M
4
SOAC.U
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
$6.62M
5
LAZR icon
Luminar Technologies
LAZR
$6.31M

Sector Composition

1 Financials 9.45%
2 Technology 4.33%
3 Healthcare 4.2%
4 Industrials 3.91%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AEVA
76
Aeva Technologies
AEVA
$781M
$2.75M 0.25%
275,000
– –
JSPR icon
77
Jasper Therapeutics
JSPR
$44.7M
$2.75M 0.25%
276,802
+9,902
+4% +$98.3K
TOI icon
78
The Oncology Institute
TOI
$305M
$2.6M 0.23%
250,000
– –
GRSVU
79
DELISTED
Gores Holdings V, Inc. Unit
GRSVU
$2.59M 0.23%
+250,000
New +$2.59M
OACB.U
80
DELISTED
Oaktree Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fourth of
OACB.U
$2.57M 0.23%
+250,000
New +$2.57M
CLOV icon
81
Clover Health Investments
CLOV
$1.37B
$2.49M 0.23%
200,000
– –
RPLA
82
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$2.41M 0.22%
236,354
+77,120
+48% +$785K
PTK
83
DELISTED
PTK Acquisition Corp.
PTK
$2.2M 0.2%
+225,000
New +$2.2M
BTAQU
84
DELISTED
Burgundy Technology Acquisition Corporation Unit
BTAQU
$2.13M 0.19%
+213,485
New +$2.13M
ETWO
85
DELISTED
E2open Parent Holdings
ETWO
$2.08M 0.19%
200,000
– –
DMYD
86
DELISTED
dMY Technology Group, Inc. II
DMYD
$2.05M 0.19%
+200,000
New +$2.05M
SAIIU
87
DELISTED
Software Acquisition Group Inc. II Unit
SAIIU
$2M 0.18%
+201,100
New +$2M
GBDC icon
88
Golub Capital BDC
GBDC
$3.91B
$1.99M 0.18%
150,000
-27,100
-15% -$359K
ESSC
89
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
$1.97M 0.18%
200,000
– –
TMPO
90
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
$1.96M 0.18%
+201,100
New +$1.96M
ARCC icon
91
Ares Capital
ARCC
$15.7B
$1.81M 0.16%
130,000
-35,000
-21% -$488K
DNMR
92
DELISTED
Danimer Scientific, Inc.
DNMR
$1.79M 0.16%
177,757
+77,757
+78% +$784K
LATN
93
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$1.79M 0.16%
180,304
– –
NMMCU
94
DELISTED
North Mountain Merger Corp. Unit
NMMCU
$1.79M 0.16%
+175,000
New +$1.79M
TPVG icon
95
TriplePoint Venture Growth BDC
TPVG
$271M
$1.73M 0.16%
156,699
+6,331
+4% +$69.9K
ADN icon
96
Advent Technologies
ADN
$10.1M
$1.7M 0.15%
164,683
-120
-0.1% -$1.24K
AONE.U
97
DELISTED
one Units, each consisting of one Class A ordinary share, and one-fourth of a Warrant to acquire one
AONE.U
$1.64M 0.15%
+150,000
New +$1.64M
HTGC icon
98
Hercules Capital
HTGC
$3.5B
$1.62M 0.15%
140,000
-28,200
-17% -$326K
SHPW
99
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$1.56M 0.14%
157,240
– –
UWMC icon
100
UWM Holdings
UWMC
$1.24B
$1.55M 0.14%
150,601
+15,100
+11% +$156K
2 3
4
5 6