RCM

Radcliffe Capital Management Portfolio holdings

AUM $1.31B
This Quarter Return
+2.36%
1 Year Return
+0.24%
3 Year Return
-6.47%
5 Year Return
-24.86%
10 Year Return
-24.99%
AUM
$707M
AUM Growth
+$707M
Cap. Flow
+$31.1M
Cap. Flow %
4.4%
Top 10 Hldgs %
50.35%
Holding
152
New
33
Increased
18
Reduced
26
Closed
33

Top Buys

1
HECCU
Hudson Executive Investment Corp. Units
HECCU
$7.18M
2
JWS.U
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
$7.16M
3
SOAC.U
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
$6.62M
4
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
$5.34M
5
SKLZ icon
Skillz
SKLZ
$4.12M

Top Sells

1
UTZ icon
Utz Brands
UTZ
$5.18M
2
GNOG
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$4.72M
3
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
$3.53M
4
FSK icon
FS KKR Capital
FSK
$3.52M
5
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$3.28M

Sector Composition

1 Consumer Discretionary 7.22%
2 Financials 6.9%
3 Technology 5.26%
4 Industrials 3.48%
5 Healthcare 3.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CCAP icon
76
Crescent Capital BDC
CCAP
$589M
$1.02M 0.14%
80,469
-2,909
-3% -$36.8K
OCSI
77
DELISTED
Oaktree Strategic Income Corporation
OCSI
$1M 0.14%
157,771
-15,000
-9% -$95.1K
ALUS
78
DELISTED
Alussa Energy Acquisition Corp.
ALUS
$985K 0.14%
100,000
– –
DNMR
79
DELISTED
Danimer Scientific, Inc.
DNMR
$980K 0.13%
+100,000
New +$980K
ZGYH
80
DELISTED
Yunhong International Class A Ordinary Shares
ZGYH
$976K 0.13%
+100,000
New +$976K
UPH
81
DELISTED
UpHealth, Inc.
UPH
$948K 0.13%
93,516
– –
CGBD icon
82
Carlyle Secured Lending
CGBD
$1.01B
$879K 0.12%
102,600
-7,000
-6% -$60K
HIMS icon
83
Hims & Hers Health
HIMS
$10.2B
$854K 0.12%
83,925
– –
CSWC icon
84
Capital Southwest
CSWC
$1.27B
$847K 0.12%
62,800
-12,200
-16% -$165K
TCPC icon
85
BlackRock TCP Capital
TCPC
$609M
$847K 0.12%
92,700
-10,000
-10% -$91.4K
NMFC icon
86
New Mountain Finance
NMFC
$1.13B
$836K 0.11%
90,000
-35,402
-28% -$329K
GSBD icon
87
Goldman Sachs BDC
GSBD
$1.3B
$756K 0.1%
46,593
-5,319
-10% -$86.3K
MAIN icon
88
Main Street Capital
MAIN
$5.88B
$716K 0.1%
23,000
-17,000
-43% -$529K
CGROU
89
DELISTED
Collective Growth Corporation Unit
CGROU
$713K 0.1%
+75,000
New +$713K
SCM icon
90
Stellus Capital Investment Corp
SCM
$411M
$692K 0.09%
95,000
-2,400
-2% -$17.5K
GSAH.U
91
DELISTED
GS Acquisition Holdings Corp II Units, each consisting of one share of Class A Common Stock and one-
GSAH.U
$526K 0.07%
+50,000
New +$526K
NVVE icon
92
Nuvve Holding Corp
NVVE
$6.74M
$496K 0.07%
+50,000
New +$496K
PNNT
93
Pennant Park Investment Corp
PNNT
$471M
$491K 0.07%
140,000
-13,398
-9% -$47K
ARYBU
94
DELISTED
ARYA Sciences Acquisition Corp II Unit
ARYBU
$464K 0.06%
+40,000
New +$464K
VINC
95
DELISTED
Vincerx Pharma, Inc. Common Stock
VINC
$333K 0.05%
+32,344
New +$333K
BKCC
96
DELISTED
BlackRock Capital Investment Corporation
BKCC
$316K 0.04%
118,223
-10,000
-8% -$26.7K
MVST icon
97
Microvast
MVST
$858M
$188K 0.03%
18,340
– –
NOVSU
98
DELISTED
Novus Capital Corporation Units
NOVSU
$173K 0.02%
+16,492
New +$173K
GNOG
99
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$164K 0.02%
10,000
-288,100
-97% -$4.72M
LFLY
100
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$150K 0.02%
15,337
– –
2 3
4
5 6