RCM

Radcliffe Capital Management Portfolio holdings

AUM $1.31B
This Quarter Return
-2.43%
1 Year Return
+0.24%
3 Year Return
-6.47%
5 Year Return
-24.86%
10 Year Return
-24.99%
AUM
$540M
AUM Growth
+$540M
Cap. Flow
+$200M
Cap. Flow %
37.04%
Top 10 Hldgs %
51.26%
Holding
130
New
95
Increased
3
Reduced
–
Closed
6

Top Buys

1
GOEV
Canoo Inc. Class A Common Stock
GOEV
$7.18M
2
LAZR icon
Luminar Technologies
LAZR
$6.6M
3
LOTZ
CarLotz, Inc. Class A Common Stock
LOTZ
$5.96M
4
ARKO icon
ARKO Corp
ARKO
$5.87M
5
THBR
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$5.53M

Top Sells

1
HYMC icon
Hycroft Mining Holding Corp
HYMC
$155K
2
AMCIU
AMCI Acquisition Corp. Unit
AMCIU
$150K
3
ALTG icon
Alta Equipment Group
ALTG
$123K
4
LFACU
LF Capital Acquistion Corp. Unit
LFACU
$104K
5
MFAC.U
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
$103K

Sector Composition

1 Consumer Discretionary 8.31%
2 Financials 7.89%
3 Technology 4.44%
4 Industrials 3.52%
5 Healthcare 2.33%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CSWC icon
76
Capital Southwest
CSWC
$1.27B
$857K 0.16%
+75,000
New +$857K
SUNS
77
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$855K 0.16%
+88,094
New +$855K
NMFC icon
78
New Mountain Finance
NMFC
$1.12B
$853K 0.16%
+125,402
New +$853K
HIMS icon
79
Hims & Hers Health
HIMS
$10B
$839K 0.16%
+83,925
New +$839K
MAIN icon
80
Main Street Capital
MAIN
$5.87B
$820K 0.15%
+40,000
New +$820K
CCAP icon
81
Crescent Capital BDC
CCAP
$590M
$805K 0.15%
+83,378
New +$805K
NPAUU
82
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$798K 0.15%
+77,710
New +$798K
BCSF icon
83
Bain Capital Specialty
BCSF
$1.01B
$788K 0.15%
+85,000
New +$788K
SBE.U
84
DELISTED
Switchback Energy Acquisition Corporation
SBE.U
$761K 0.14%
+78,067
New +$761K
SAR icon
85
Saratoga Investment
SAR
$401M
$748K 0.14%
+65,000
New +$748K
SCM icon
86
Stellus Capital Investment Corp
SCM
$414M
$710K 0.13%
+97,400
New +$710K
TCPC icon
87
BlackRock TCP Capital
TCPC
$606M
$642K 0.12%
+102,700
New +$642K
GSBD icon
88
Goldman Sachs BDC
GSBD
$1.3B
$640K 0.12%
+51,912
New +$640K
TPVG icon
89
TriplePoint Venture Growth BDC
TPVG
$273M
$631K 0.12%
+110,000
New +$631K
CGBD icon
90
Carlyle Secured Lending
CGBD
$1.01B
$572K 0.11%
+109,600
New +$572K
GXGXU
91
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$505K 0.09%
+50,000
New +$505K
NBACU
92
DELISTED
Newborn Acquisition Corp. Unit
NBACU
$485K 0.09%
+50,000
New +$485K
PNNT
93
Pennant Park Investment Corp
PNNT
$469M
$397K 0.07%
+153,398
New +$397K
LSACU
94
DELISTED
LifeSci Acquisition Corp. Unit 1 COM & 1 WT
LSACU
$372K 0.07%
+37,244
New +$372K
BKCC
95
DELISTED
BlackRock Capital Investment Corporation
BKCC
$282K 0.05%
+128,223
New +$282K
CIICU
96
DELISTED
CIIG Merger Corp. Units
CIICU
$217K 0.04%
+22,105
New +$217K
MVST icon
97
Microvast
MVST
$835M
$183K 0.03%
+18,340
New +$183K
TTCF
98
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$154K 0.03%
15,000
– –
VLDR
99
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$153K 0.03%
15,000
– –
LFLY
100
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$149K 0.03%
+15,337
New +$149K
1 2 3
4
5