RCM

Radcliffe Capital Management Portfolio holdings

AUM $1.31B
This Quarter Return
+2.36%
1 Year Return
+0.24%
3 Year Return
-6.47%
5 Year Return
-24.86%
10 Year Return
-24.99%
AUM
$707M
AUM Growth
+$707M
Cap. Flow
+$31.1M
Cap. Flow %
4.4%
Top 10 Hldgs %
50.35%
Holding
152
New
33
Increased
18
Reduced
26
Closed
33

Top Buys

1
HECCU
Hudson Executive Investment Corp. Units
HECCU
$7.18M
2
JWS.U
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
$7.16M
3
SOAC.U
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
$6.62M
4
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
$5.34M
5
SKLZ icon
Skillz
SKLZ
$4.12M

Top Sells

1
UTZ icon
Utz Brands
UTZ
$5.18M
2
GNOG
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$4.72M
3
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
$3.53M
4
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$3.28M
5
CCAC.U
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
$3.22M

Sector Composition

1 Consumer Discretionary 7.22%
2 Financials 6.9%
3 Technology 5.26%
4 Industrials 3.48%
5 Healthcare 3.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OPEN icon
51
Opendoor
OPEN
$3.78B
$1.96M 0.27%
+166,465
New +$1.96M
LSEA
52
DELISTED
Landsea Homes
LSEA
$1.88M 0.26%
175,560
– –
CELU icon
53
Celularity
CELU
$61.1M
$1.85M 0.25%
18,100
+5,000
+38% +$510K
CHPT icon
54
ChargePoint
CHPT
$252M
$1.84M 0.25%
9,156
+3,904
+74% +$785K
LATN
55
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$1.8M 0.25%
180,304
– –
HTGC icon
56
Hercules Capital
HTGC
$3.51B
$1.76M 0.24%
168,200
-13,400
-7% -$140K
ADN icon
57
Advent Technologies
ADN
$10M
$1.68M 0.23%
5,493
– –
RPLA
58
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$1.62M 0.22%
159,234
– –
SHPW
59
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$1.56M 0.21%
19,655
– –
TPVG icon
60
TriplePoint Venture Growth BDC
TPVG
$273M
$1.55M 0.21%
150,368
+40,368
+37% +$415K
BBDC icon
61
Barings BDC
BBDC
$987M
$1.52M 0.21%
191,733
-7,000
-4% -$55.6K
OCSL icon
62
Oaktree Specialty Lending
OCSL
$1.22B
$1.47M 0.2%
109,233
+2,566
+2% +$34.4K
UWMC icon
63
UWM Holdings
UWMC
$1.24B
$1.37M 0.19%
+135,501
New +$1.37M
SLRC icon
64
SLR Investment Corp
SLRC
$903M
$1.36M 0.19%
85,000
– –
CHAQ.U
65
DELISTED
Chardan Healthcare Acquisition 2 Corp. Units, each consisting of one share of Common Stock, and one
CHAQ.U
$1.31M 0.18%
+125,000
New +$1.31M
BTRS
66
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$1.29M 0.18%
126,914
– –
FDUS icon
67
Fidus Investment
FDUS
$756M
$1.2M 0.16%
132,000
-11,176
-8% -$101K
GIK.U
68
DELISTED
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
$1.16M 0.16%
+115,188
New +$1.16M
TRIT
69
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$1.08M 0.15%
100,000
-39,000
-28% -$419K
FSK icon
70
FS KKR Capital
FSK
$5.06B
$1.03M 0.14%
73,750
-7,500
-9% -$105K
SUNS
71
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$1.03M 0.14%
80,094
-8,000
-9% -$103K
BCSF icon
72
Bain Capital Specialty
BCSF
$1.01B
$1.03M 0.14%
92,750
+6,135
+7% +$68K
SAR icon
73
Saratoga Investment
SAR
$401M
$1.03M 0.14%
65,000
– –
MNTS icon
74
Momentus
MNTS
$14.8M
$1.02M 0.14%
147
– –
TSLX icon
75
Sixth Street Specialty
TSLX
$2.32B
$1.02M 0.14%
62,000
-3,000
-5% -$49.5K
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