RCM

Radcliffe Capital Management Portfolio holdings

AUM $1.31B
1-Year Return 0.24%
This Quarter Return
-2.43%
1 Year Return
+0.24%
3 Year Return
-6.47%
5 Year Return
-24.86%
10 Year Return
-24.99%
AUM
$540M
AUM Growth
+$88.7M
Cap. Flow
-$249M
Cap. Flow %
-46.24%
Top 10 Hldgs %
51.26%
Holding
130
New
95
Increased
3
Reduced
–
Closed
6

Top Buys

1
GOEV
Canoo Inc. Class A Common Stock
GOEV
$7.18M
2
LAZR icon
Luminar Technologies
LAZR
$6.6M
3
LOTZ
CarLotz, Inc. Class A Common Stock
LOTZ
$5.96M
4
ARKO icon
ARKO Corp
ARKO
$5.87M
5
THBR
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$5.53M

Top Sells

1
HYMC icon
Hycroft Mining Holding Corp
HYMC
$155K
2
AMCIU
AMCI Acquisition Corp. Unit
AMCIU
$150K
3
ALTG icon
Alta Equipment Group
ALTG
$123K
4
LFACU
LF Capital Acquistion Corp. Unit
LFACU
$104K
5
MFAC.U
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
$103K

Sector Composition

1 Consumer Discretionary 8.31%
2 Financials 7.89%
3 Technology 4.44%
4 Industrials 3.52%
5 Healthcare 2.33%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SHPW
51
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$1.52M 0.28%
19,655
+18,405
+1,472% +$1.43M
BBDC icon
52
Barings BDC
BBDC
$982M
$1.49M 0.28%
+198,733
New +$1.49M
HTGC icon
53
Hercules Capital
HTGC
$3.5B
$1.39M 0.26%
+181,600
New +$1.39M
TRIT
54
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$1.37M 0.25%
139,000
+129,000
+1,290% +$1.27M
GHIVU
55
DELISTED
Gores Holdings IV, Inc. Unit
GHIVU
$1.36M 0.25%
+135,501
New +$1.36M
CELU icon
56
Celularity
CELU
$59.9M
$1.28M 0.24%
+13,100
New +$1.28M
BTRS
57
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$1.23M 0.23%
+126,914
New +$1.23M
BMTX
58
DELISTED
BM Technologies, Inc.
BMTX
$1.13M 0.21%
+110,004
New +$1.13M
CHPMU
59
DELISTED
CHP Merger Corp. Unit
CHPMU
$1.09M 0.2%
+110,000
New +$1.09M
OCSL icon
60
Oaktree Specialty Lending
OCSL
$1.21B
$1.04M 0.19%
+106,667
New +$1.04M
CHPT icon
61
ChargePoint
CHPT
$247M
$1.01M 0.19%
+5,252
New +$1.01M
MNTS icon
62
Momentus
MNTS
$14.4M
$1M 0.19%
+147
New +$1M
JIH.U
63
DELISTED
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
$999K 0.19%
+101,600
New +$999K
SLRC icon
64
SLR Investment Corp
SLRC
$903M
$989K 0.18%
+85,000
New +$989K
SFTW.U
65
DELISTED
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
$976K 0.18%
+100,000
New +$976K
FSK icon
66
FS KKR Capital
FSK
$5.02B
$975K 0.18%
+81,250
New +$975K
ZGYHU
67
DELISTED
Yunhong International Unit
ZGYHU
$970K 0.18%
+100,000
New +$970K
ALUS
68
DELISTED
Alussa Energy Acquisition Corp.
ALUS
$960K 0.18%
+100,000
New +$960K
FSRVU
69
DELISTED
FinServ Acquisition Corp. Unit, 1 Com, 1/2 Wt.
FSRVU
$959K 0.18%
+95,100
New +$959K
OCSI
70
DELISTED
Oaktree Strategic Income Corporation
OCSI
$957K 0.18%
+172,771
New +$957K
FDUS icon
71
Fidus Investment
FDUS
$757M
$948K 0.18%
+143,176
New +$948K
UPH
72
DELISTED
UpHealth, Inc.
UPH
$930K 0.17%
+9,352
New +$930K
TSLX icon
73
Sixth Street Specialty
TSLX
$2.31B
$905K 0.17%
+65,000
New +$905K
PIC.U
74
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
$897K 0.17%
+90,080
New +$897K
TRNE.U
75
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$869K 0.16%
+85,857
New +$869K
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