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RCM

Radcliffe Capital Management Portfolio holdings

AUM $1.33B
1-Year Est. Return 1.18%
This Fund
S&P 500
This Quarter Est. Return
+2.79%
1 Year Est. Return
+1.18%
3 Year Est. Return
+4.94%
5 Year Est. Return
-24.37%
10 Year Est. Return
-27.33%
AUM
$1.6B
AUM Growth
+$491M
Cap. Flow
-$153M
Cap. Flow %
-9.56%
Top 10 Hldgs %
30.35%
Holding
454
New
246
Increased
22
Reduced
18
Closed
108

Top Buys

Rank Stock Value
1
ENPC
Executive Network Partnering Corporation
ENPC
+$10.3M
2
CFIVU
CF Acquisition Corp. IV Unit
CFIVU
+$9.28M
3
ASTR
Astra Space, Inc. Class A Common Stock
ASTR
+$8.98M
4
FTOC
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
+$8.87M
5
CRHC
Cohn Robbins Holdings Corp.
CRHC
+$8.85M

Top Sells

Rank Stock Value
1
FTOCU
FTAC Olympus Acquisition Corp. Unit
FTOCU
+$10M
2
NSH.U
NavSight Holdings, Inc. Units, each consisting of one share of Class A Common Stock and one-half of
NSH.U
+$8.05M
3
CRHC.U
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
+$7.57M
4
SRTA
Strata Critical Medical Inc
SRTA
+$7.08M
5
SVACU
Starboard Value Acquisition Corp. Unit
SVACU
+$7.07M

Sector Composition

Rank Sector Weight
1 Financials 15.3%
2 Healthcare 4.42%
3 Consumer Discretionary 4.05%
4 Industrials 3.94%
5 Technology 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KPLTW
351
CALL
DELISTED
Katapult Holdings Warrant
KPLTW
– –
-47,550
Closed -$477K
MAIN icon
352
Main Street Capital
MAIN
$5.48B
– –
-13,800
Closed -$408K
MNTS icon
353
Momentus
MNTS
$92.7M
– –
-24
Closed -$3.05M
MVST icon
354
Microvast
MVST
$302M
– –
-18,340
Closed -$187K
NMFC icon
355
New Mountain Finance
NMFC
$732M
– –
-67,900
Closed -$649K
NVVE
356
DELISTED
Nuvve Holding Corp
NVVE
– –
0
– -$497K
NVVEW
357
CALL
DELISTED
Newborn Acquisition Corp Warrant
NVVEW
– –
-25,000
Closed -$249K
OBDC icon
358
Blue Owl Capital
OBDC
$5.74B
– –
-100,000
Closed -$1.21M
OCSL icon
359
Oaktree Specialty Lending
OCSL
$1.14B
– –
-98,133
Closed -$1.43M
PNNT
360
Pennant Park Investment Corp
PNNT
$241M
– –
-131,633
Closed -$420K
SAR icon
361
Saratoga Investment
SAR
$322M
– –
-65,000
Closed -$1.09M
SCM icon
362
Stellus Capital Investment Corp
SCM
$243M
– –
-85,665
Closed -$745K
SLRC icon
363
SLR Investment Corp
SLRC
$715M
– –
-78,500
Closed -$1.24M
TCPC icon
364
BlackRock TCP Capital
TCPC
$345M
– –
-75,880
Closed -$744K
TPVG icon
365
TriplePoint Venture Growth BDC
TPVG
$211M
– –
-156,699
Closed -$1.73M
TSLX icon
366
Sixth Street Specialty
TSLX
$1.81B
– –
-47,600
Closed -$819K
UWMC icon
367
UWM Holdings
UWMC
$434M
– –
-150,601
Closed -$1.55M
DNMR
368
DELISTED
Danimer Scientific, Inc.
DNMR
– –
-4,444
Closed -$1.79M
ASTSW
369
CALL
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
– –
-38,855
Closed -$391K
BKCC
370
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-102,360
Closed -$250K
CANO
371
DELISTED
Cano Health, Inc.
CANO
– –
-6,000
Closed -$6.25M
ZEV
372
DELISTED
Lightning eMotors, Inc.
ZEV
– –
-5,759
Closed -$1.15M
PIAI.U
373
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
– –
-700,000
Closed -$7.01M
TWND.U
374
DELISTED
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
– –
-400,000
Closed -$4.02M
BTRS
375
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
– –
-326,914
Closed -$3.42M
13 14
15
16 17

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Radcliffe Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Radcliffe Capital Management held 454 positions worth $1.6B, up 44% from $1.11B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Radcliffe Capital Management withdrew a net $153M in Q4 2020, closing 108 positions and reducing 18 holdings. Its most notable exit was FTAC Olympus Acquisition Corp. Unit, an estimated $10M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 8.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Radcliffe Capital Management opened a new position in Executive Network Partnering Corporation worth $10.5M.

  • Radcliffe Capital Management's largest Q4 2020 buy was Executive Network Partnering Corporation: 1,046,456 shares worth $10.5M.
  • Radcliffe Capital Management added most to Alussa Energy Acquisition Corp in Q4 2020, an estimated $3.2M increase.
  • Radcliffe Capital Management's biggest Q4 2020 reduction was Katapult Holdings, cutting an estimated $5.79M.
  • Radcliffe Capital Management fully exited FTAC Olympus Acquisition Corp. Unit in Q4 2020, selling an estimated $10M.
  • Radcliffe Capital Management's ten largest holdings make up 30% of its $1.6B portfolio in Q4 2020.
  • Radcliffe Capital Management opened 246 new positions and closed 108 in Q4 2020.
  • Radcliffe Capital Management's portfolio value rose 44% quarter-over-quarter to $1.6B.

Based on Radcliffe Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.