R.G. Niederhoffer Capital Management’s State Street Utilities Select Sector SPDR ETF XLU Stock Holding History

R.G. Niederhoffer Capital Management’s Portfolio XLU Stock Details XLU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-7,600	Closed	-$227K	–	35
2019 Q2	$227K	Buy	+7,600	New	+$223K	1.32%	27
2018 Q4	–	Sell	-16,200	Closed	-$426K	–	25
2018 Q3	$426K	Buy	+16,200	New	+$430K	2.53%	14
2017 Q4	–	Sell	-9,800	Closed	-$260K	–	26
2017 Q3	$260K	Buy	+9,800	New	+$263K	1.67%	26
2016 Q3	–	Sell	-45,800	Closed	-$1.2M	–	40
2016 Q2	$1.2M	Buy	45,800 +31,400	+218%	+$774K	7.63%	4
2016 Q1	$357K	Buy	+14,400	New	+$332K	2.58%	15
2014 Q3	–	Sell	-18,800	Closed	-$417K	–	36
2014 Q2	$417K	Buy	+18,800	New	+$400K	2.26%	15

Other funds holding XLU

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SGI

Swan Global Investments Durango, Colorado $3B AUM 15.66% 1-Year Est. Return

R.G. Niederhoffer Capital Management's XLU Position: Q3 2019 in Review

R.G. Niederhoffer Capital Management sold out of State Street Utilities Select Sector SPDR ETF (XLU) in Q3 2019, closing a stake of 7,600 shares — an estimated $227K sold.

R.G. Niederhoffer Capital Management first reported a position in XLU in Q2 2014 and held it in 6 quarters. The position peaked at $1.2M in Q2 2016. 776 funds tracked by Wall St. Rank hold XLU as of Q3 2019.

R.G. Niederhoffer Capital Management reported no remaining State Street Utilities Select Sector SPDR ETF position as of Q3 2019 after selling out during the quarter.
R.G. Niederhoffer Capital Management sold 7,600 State Street Utilities Select Sector SPDR ETF shares in Q3 2019, an estimated $227K.
R.G. Niederhoffer Capital Management first reported a position in State Street Utilities Select Sector SPDR ETF in Q2 2014 and held it in 6 quarters.
R.G. Niederhoffer Capital Management's State Street Utilities Select Sector SPDR ETF position peaked at $1.2M in Q2 2016.
776 funds tracked by Wall St. Rank held State Street Utilities Select Sector SPDR ETF as of Q3 2019.

Based on R.G. Niederhoffer Capital Management's 13F filing for Q3 2019, filed 6 Nov 2019.