Quinn Opportunity Partners’s RCS CAPITAL CORPORATION CLASS A COM RCAP Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-22,477	Closed	-$18K	–	142
2015 Q3	$18K	Sell	22,477 -342,523	-94%	-$274K	0.01%	116
2015 Q2	$2.8M	Buy	365,000 +29,000	+9%	+$222K	1.33%	19
2015 Q1	$3.58M	Buy	336,000 +1,500	+0.4%	+$16K	1.92%	11
2014 Q4	$4.09M	Buy	+334,500	New	+$4.09M	1.95%	12