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Prospera Financial Services’s First Trust Asia Pacific ex-Japan AlphaDEX Fund FPA Stock Holding History

Prospera Financial Services’s Portfolio FPA Stock Details FPA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-10,354
Closed -$290K – 274
2013
Q3 		$290K Buy
+10,354
New +$271K 0.11% 158

Other funds holding FPA

FSIM
F-Squared Investment Management Wellesley, Massachusetts $1.55B AUM 4.2% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
SAM
SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
PI
Placemark Investments Chicago, Illinois $5.66B AUM 10.93% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
WEC
Winslow Evans & Crocker Boston, Massachusetts $528M AUM 30.99% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Prospera Financial Services's FPA Position: Q4 2013 in Review

Prospera Financial Services sold out of First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) in Q4 2013, closing a stake of 10,354 shares — an estimated $290K sold.

Prospera Financial Services first reported a position in FPA in Q3 2013 and held it in 1 quarter. The position peaked at $290K in Q3 2013. 11 funds tracked by Wall St. Rank hold FPA as of Q4 2013.

  • Prospera Financial Services reported no remaining First Trust Asia Pacific ex-Japan AlphaDEX Fund position as of Q4 2013 after selling out during the quarter.
  • Prospera Financial Services sold 10,354 First Trust Asia Pacific ex-Japan AlphaDEX Fund shares in Q4 2013, an estimated $290K.
  • Prospera Financial Services first reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund in Q3 2013 and held it in 1 quarter.
  • Prospera Financial Services's First Trust Asia Pacific ex-Japan AlphaDEX Fund position peaked at $290K in Q3 2013.
  • 11 funds tracked by Wall St. Rank held First Trust Asia Pacific ex-Japan AlphaDEX Fund as of Q4 2013.

Based on Prospera Financial Services's 13F filing for Q4 2013, filed 13 Feb 2014.