Private Ocean’s State Street SPDR US Small Cap Low Volatility Index ETF SMLV Stock Holding History

Private Ocean’s Portfolio SMLV Stock Details SMLV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-20	Closed	-$1K	–	625
2019 Q2	$1K	Buy	+20	New	+$1.85K	﹤0.01%	456
2019 Q1	–	Sell	-504	Closed	-$42K	–	424
2018 Q4	$42K	Buy	504 +5	+1%	+$450	0.01%	180
2018 Q3	$48K	Buy	499 +4	+0.8%	+$391	0.02%	163
2018 Q2	$47K	Buy	495 +3	+0.6%	+$277	0.02%	168
2018 Q1	$43K	Buy	+492	New	+$44.2K	0.02%	189

Other funds holding SMLV

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Advisornet Financial Minnetonka, Minnesota $1.93B AUM 18.43% 1-Year Est. Return

CCFM

Clear Creek Financial Management Silverdale, Washington $1.3B AUM 20.31% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Private Ocean's SMLV Position: Q3 2019 in Review

Private Ocean sold out of State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) in Q3 2019, closing a stake of 20 shares — an estimated $1K sold.

Private Ocean first reported a position in SMLV in Q1 2018 and held it in 5 quarters. The position peaked at $48K in Q3 2018. 71 funds tracked by Wall St. Rank hold SMLV as of Q3 2019.

Private Ocean reported no remaining State Street SPDR US Small Cap Low Volatility Index ETF position as of Q3 2019 after selling out during the quarter.
Private Ocean sold 20 State Street SPDR US Small Cap Low Volatility Index ETF shares in Q3 2019, an estimated $1K.
Private Ocean first reported a position in State Street SPDR US Small Cap Low Volatility Index ETF in Q1 2018 and held it in 5 quarters.
Private Ocean's State Street SPDR US Small Cap Low Volatility Index ETF position peaked at $48K in Q3 2018.
71 funds tracked by Wall St. Rank held State Street SPDR US Small Cap Low Volatility Index ETF as of Q3 2019.

Based on Private Ocean's 13F filing for Q3 2019, filed 31 Oct 2019.