Principle Wealth Partners’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Principle Wealth Partners’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-5,957	Closed	-$288K	–	298
2022 Q2	$288K	Sell	5,957 -602	-9%	-$29.2K	0.03%	252
2022 Q1	$321K	Sell	6,559 -3,110	-32%	-$154K	0.03%	251
2021 Q4	$483K	Sell	9,669 -7,963	-45%	-$400K	0.05%	211
2021 Q3	$892K	Sell	17,632 -7,669	-30%	-$389K	0.1%	139
2021 Q2	$1.29M	Sell	25,301 -183	-0.7%	-$9.35K	0.15%	114
2021 Q1	$1.3M	Sell	25,484 -7,281	-22%	-$374K	0.15%	112
2020 Q4	$1.69M	Sell	32,765 -3,365	-9%	-$174K	0.22%	88
2020 Q3	$1.87M	Sell	36,130 -7,772	-18%	-$402K	0.52%	33
2020 Q2	$2.27M	Hold	43,902	–	–	0.67%	26
2020 Q1	$2.24M	Buy	43,902 +32,890	+299%	+$1.71M	0.84%	22
2019 Q4	$570K	Buy	+11,012	New	+$571K	0.18%	93

Other funds holding LMBS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Principle Wealth Partners's LMBS Position: Q3 2022 in Review

Principle Wealth Partners sold out of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) in Q3 2022, closing a stake of 5,957 shares — an estimated $288K sold.

Principle Wealth Partners first reported a position in LMBS in Q4 2019 and held it in 11 quarters. The position peaked at $2.27M in Q2 2020. 378 funds tracked by Wall St. Rank hold LMBS as of Q3 2022.

Principle Wealth Partners reported no remaining First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position as of Q3 2022 after selling out during the quarter.
Principle Wealth Partners sold 5,957 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q3 2022, an estimated $288K.
Principle Wealth Partners first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q4 2019 and held it in 11 quarters.
Principle Wealth Partners's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $2.27M in Q2 2020.
378 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q3 2022.

Based on Principle Wealth Partners's 13F filing for Q3 2022, filed 14 Nov 2022.