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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NHI icon
2451
National Health Investors
NHI
$3.84B
$18K ﹤0.01%
226
-6
-3% -$449
DAY
2452
DELISTED
Dayforce
DAY
$17.9K ﹤0.01%
260
-111
-30% -$6.91K
KBE icon
2453
State Street SPDR S&P Bank ETF
KBE
$1.63B
$17.8K ﹤0.01%
300
– –
ETHO icon
2454
Amplify Etho Climate Leadership US ETF
ETHO
$185M
$17.8K ﹤0.01%
279
– –
JOE icon
2455
St. Joe Company
JOE
$3.56B
$17.8K ﹤0.01%
359
-187
-34% -$9.43K
BHF icon
2456
Brighthouse Financial
BHF
$3.63B
$17.7K ﹤0.01%
334
– –
ATI icon
2457
ATI
ATI
$26.3B
$17.7K ﹤0.01%
217
-37
-15% -$3K
NNE
2458
Nano Nuclear Energy
NNE
$875M
$17.6K ﹤0.01%
457
+157
+52% +$5.58K
EAT icon
2459
Brinker International
EAT
$8.38B
$17.6K ﹤0.01%
139
+102
+276% +$15.9K
GAP
2460
The Gap Inc
GAP
$7.07B
$17.6K ﹤0.01%
823
-325
-28% -$7.03K
MTDR icon
2461
Matador Resources
MTDR
$5.86B
$17.6K ﹤0.01%
391
-17
-4% -$830
FORM icon
2462
FormFactor
FORM
$7.7B
$17.6K ﹤0.01%
482
– –
GMED icon
2463
Globus Medical
GMED
$10.6B
$17.5K ﹤0.01%
306
-146
-32% -$8.41K
CPNG icon
2464
Coupang
CPNG
$28.6B
$17.5K ﹤0.01%
544
-197
-27% -$5.96K
EWJ icon
2465
iShares MSCI Japan ETF
EWJ
$21.7B
$17.5K ﹤0.01%
218
-33
-13% -$2.55K
MEAR icon
2466
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$17.4K ﹤0.01%
345
– –
ASND icon
2467
Ascendis Pharma A/S
ASND
$16.6B
$17.3K ﹤0.01%
87
+80
+1,143% +$14.9K
GOLF icon
2468
Acushnet Holdings
GOLF
$6.08B
$17.3K ﹤0.01%
220
+3
+1% +$233
FCPT icon
2469
Four Corners Property Trust
FCPT
$2.83B
$17.3K ﹤0.01%
707
+7
+1% +$181
DDIV icon
2470
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$73.7M
$17.2K ﹤0.01%
428
-38
-8% -$1.48K
AIVL icon
2471
WisdomTree US AI Enhanced Value Fund
AIVL
$428M
$17.1K ﹤0.01%
+150
New +$17K
ZROZ icon
2472
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.36B
$17.1K ﹤0.01%
251
+70
+39% +$4.58K
NANC icon
2473
Unusual Whales Subversive Democratic Trading ETF
NANC
$273M
$17K ﹤0.01%
+380
New +$16.4K
TNET icon
2474
TriNet
TNET
$2.94B
$17K ﹤0.01%
254
+51
+25% +$3.47K
DEI icon
2475
Douglas Emmett
DEI
$2.03B
$17K ﹤0.01%
1,089
+205
+23% +$3.2K
97 98
99
100 101

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.