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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IONQ icon
2426
IonQ
IONQ
$12.6B
– –
-630
Closed -$38.7K
IOO icon
2427
iShares Global 100 ETF
IOO
$8.72B
– –
-643
Closed -$77.2K
IP icon
2428
International Paper
IP
$23.3B
– –
-4,510
Closed -$209K
IPAR icon
2429
Interparfums
IPAR
$4.09B
– –
-2,008
Closed -$198K
IPAY icon
2430
Amplify Mobile Payments ETF
IPAY
$172M
– –
-81
Closed -$4.63K
IPG
2431
DELISTED
Interpublic Group of Companies
IPG
– –
-8,438
Closed -$236K
IPHA
2432
Innate Pharma
IPHA
$158M
– –
-45
Closed -$87
IPGP icon
2433
IPG Photonics
IPGP
$3.57B
– –
-4
Closed -$317
IPO icon
2434
Renaissance IPO ETF
IPO
$154M
– –
-225
Closed -$11.2K
IPX
2435
IperionX
IPX
$804M
– –
-5
Closed -$247
IQDF icon
2436
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
– –
-130
Closed -$3.71K
IQDY icon
2437
FlexShares International Quality Dividend Dynamic Index Fund
IQDY
$108M
– –
-1,581
Closed -$53.7K
IQM icon
2438
Franklin Intelligent Machines ETF
IQM
$93.3M
– –
-302
Closed -$26.4K
IRBT
2439
DELISTED
iRobot
IRBT
– –
-50
Closed -$180
IRDM icon
2440
Iridium Communications
IRDM
$4.81B
– –
-220
Closed -$3.84K
IREN icon
2441
Iris Energy
IREN
$12.1B
– –
-20
Closed -$939
IRMD icon
2442
iRadimed
IRMD
$1.21B
– –
-100
Closed -$7.12K
IRT icon
2443
Independence Realty Trust
IRT
$3.93B
– –
-1,108
Closed -$18.2K
IRS
2444
IRSA Inversiones y Representaciones
IRS
$1.3B
– –
-55
Closed -$651
IRWD icon
2445
Ironwood Pharmaceuticals
IRWD
$626M
– –
-128
Closed -$168
ISCB icon
2446
iShares Morningstar Small-Cap ETF
ISCB
$285M
– –
-1,233
Closed -$78.2K
ISCF icon
2447
iShares International Small Cap Equity Factor ETF
ISCF
$652M
– –
-1,000
Closed -$41.1K
ISCV icon
2448
iShares Morningstar Small-Cap Value ETF
ISCV
$701M
– –
-2,485
Closed -$166K
ISD
2449
PGIM High Yield Bond Fund
ISD
$416M
– –
-3,380
Closed -$48.6K
ISMD icon
2450
Inspire Small/Mid Cap Impact ETF
ISMD
$337M
– –
-531
Closed -$20.6K
96 97
98
99 100

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.