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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRTG icon
2426
Heritage Insurance Holdings
HRTG
$864M
$18.9K ﹤0.01%
750
+550
+275% +$12.5K
DBEU icon
2427
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$767M
$18.8K ﹤0.01%
409
+3
+0.7% +$135
QQXT icon
2428
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$154M
$18.8K ﹤0.01%
190
– –
DOCN icon
2429
DigitalOcean
DOCN
$14.1B
$18.8K ﹤0.01%
549
+267
+95% +$8.46K
M icon
2430
Macy's
M
$6.57B
$18.7K ﹤0.01%
1,043
+922
+762% +$13.1K
JD icon
2431
JD.com
JD
$41.8B
$18.7K ﹤0.01%
534
-3,003
-85% -$97.8K
JIRE icon
2432
JPMorgan International Research Enhanced Equity ETF
JIRE
$11B
$18.7K ﹤0.01%
254
– –
DWX icon
2433
State Street SPDR S&P International Dividend ETF
DWX
$523M
$18.5K ﹤0.01%
433
+13
+3% +$553
MLCO icon
2434
Melco Resorts & Entertainment
MLCO
$2.18B
$18.5K ﹤0.01%
2,014
+1,569
+353% +$14.3K
CHAT icon
2435
Roundhill Generative AI & Technology ETF
CHAT
$1.74B
$18.4K ﹤0.01%
+300
New +$16.1K
HAP icon
2436
VanEck Natural Resources ETF
HAP
$301M
$18.4K ﹤0.01%
323
– –
KIE icon
2437
State Street SPDR S&P Insurance ETF
KIE
$654M
$18.4K ﹤0.01%
311
+1
+0.3% +$58
GFS icon
2438
GlobalFoundries
GFS
$29.2B
$18.4K ﹤0.01%
512
+264
+106% +$9.42K
SOLV icon
2439
Solventum
SOLV
$13.9B
$18.3K ﹤0.01%
251
+15
+6% +$1.1K
EHI
2440
Western Asset Global High Income Fund
EHI
$175M
$18.3K ﹤0.01%
+2,771
New +$18.2K
AU icon
2441
AngloGold Ashanti
AU
$40.7B
$18.3K ﹤0.01%
+260
New +$14.5K
DINO icon
2442
HF Sinclair
DINO
$16.4B
$18.3K ﹤0.01%
349
-79
-18% -$3.75K
GHYB icon
2443
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$133M
$18.2K ﹤0.01%
397
+3
+0.8% +$136
NBB icon
2444
Nuveen Taxable Municipal Income Fund
NBB
$447M
$18.2K ﹤0.01%
1,120
– –
IRT icon
2445
Independence Realty Trust
IRT
$3.87B
$18.2K ﹤0.01%
1,108
-86
-7% -$1.49K
FLR icon
2446
Fluor
FLR
$7.22B
$18.1K ﹤0.01%
431
+165
+62% +$7.59K
BE icon
2447
Bloom Energy
BE
$53.5B
$18.1K ﹤0.01%
214
-5
-2% -$232
FICS icon
2448
First Trust International Developed Capital Strength ETF
FICS
$215M
$18.1K ﹤0.01%
474
+22
+5% +$852
HEZU icon
2449
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$568M
$18K ﹤0.01%
428
– –
EPI icon
2450
WisdomTree India Earnings Fund ETF
EPI
$2.03B
$18K ﹤0.01%
408
-443
-52% -$20.1K
96 97
98
99 100

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.