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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMMP
2401
Immutep
IMMP
$57M
– –
-58
Closed -$102
IMMR icon
2402
Immersion
IMMR
$254M
– –
-152
Closed -$1.12K
IMO icon
2403
Imperial Oil
IMO
$60.8B
– –
-22
Closed -$2K
IMXI icon
2404
International Money Express
IMXI
$398M
– –
-50
Closed -$699
INCM icon
2405
Franklin Income Focus ETF
INCM
$1.7B
– –
-1,115
Closed -$30.9K
INCO icon
2406
Columbia India Consumer ETF
INCO
$233M
– –
-980
Closed -$63.4K
INCY icon
2407
Incyte
INCY
$26B
– –
-1,898
Closed -$161K
INDA icon
2408
iShares MSCI India ETF
INDA
$6.84B
– –
-1,974
Closed -$103K
INDB icon
2409
Independent Bank
INDB
$4.1B
– –
-27
Closed -$1.87K
INDS icon
2410
Pacer Industrial Real Estate ETF
INDS
$120M
– –
-3,483
Closed -$130K
INDY icon
2411
iShares S&P India Nifty 50 Index Fund
INDY
$560M
– –
-325
Closed -$16.5K
INFY icon
2412
Infosys
INFY
$50B
– –
-1,944
Closed -$31.6K
INMB icon
2413
INmune Bio
INMB
$45.5M
– –
-619
Closed -$1.28K
INMU icon
2414
BlackRock Intermediate Muni Income Bond ETF
INMU
$541M
– –
-1,370
Closed -$32.8K
INN
2415
Summit Hotel Properties
INN
$743M
– –
-690
Closed -$3.79K
INMD icon
2416
InMode
INMD
$889M
– –
-476
Closed -$7.09K
INO icon
2417
Inovio Pharmaceuticals
INO
$84.7M
– –
-177
Closed -$414
INOD icon
2418
Innodata
INOD
$1.88B
– –
-2,274
Closed -$175K
INQQ icon
2419
India Internet & Ecommerce ETF
INQQ
$44.7M
– –
-7,341
Closed -$115K
INSW icon
2420
International Seaways
INSW
$4.63B
– –
-934
Closed -$43K
INSP icon
2421
Inspire Medical Systems
INSP
$1.5B
– –
-190
Closed -$14.1K
INTR icon
2422
Inter&Co
INTR
$2.47B
– –
-762
Closed -$7.03K
INVA icon
2423
Innoviva
INVA
$1.61B
– –
-1,860
Closed -$33.9K
INVH icon
2424
Invitation Homes
INVH
$17.9B
– –
-3,452
Closed -$101K
IONS icon
2425
Ionis Pharmaceuticals
IONS
$9.14B
– –
-111
Closed -$7.26K
95 96
97
98 99

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.