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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLG.PRU
2401
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$119M
$19.9K ﹤0.01%
500
-150
-23% -$5.94K
STBA icon
2402
S&T Bancorp
STBA
$1.92B
$19.9K ﹤0.01%
530
– –
ESGV icon
2403
Vanguard ESG US Stock ETF
ESGV
$13B
$19.9K ﹤0.01%
168
– –
SNV
2404
DELISTED
Synovus
SNV
$19.9K ﹤0.01%
405
-242
-37% -$12.4K
IGE icon
2405
iShares North American Natural Resources ETF
IGE
$727M
$19.8K ﹤0.01%
403
– –
EPS icon
2406
WisdomTree US LargeCap Fund
EPS
$1.58B
$19.7K ﹤0.01%
286
– –
EAOK icon
2407
iShares ESG Aware Conservative Allocation ETF
EAOK
$8.36M
$19.7K ﹤0.01%
719
– –
CNH
2408
CNH Industrial
CNH
$14.1B
$19.7K ﹤0.01%
1,814
-380
-17% -$4.64K
DBEF icon
2409
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.18B
$19.6K ﹤0.01%
423
– –
IBRN icon
2410
iShares Neuroscience and Healthcare ETF
IBRN
$5.59M
$19.6K ﹤0.01%
732
– –
XJR icon
2411
iShares ESG Screened S&P Small-Cap ETF
XJR
$186M
$19.6K ﹤0.01%
460
-48
-9% -$1.99K
WSFS icon
2412
WSFS Financial
WSFS
$4.2B
$19.5K ﹤0.01%
361
– –
ITDD icon
2413
iShares LifePath Target Date 2040 ETF
ITDD
$103M
$19.4K ﹤0.01%
554
– –
SPMB icon
2414
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.01B
$19.4K ﹤0.01%
863
+509
+144% +$11.3K
AAL icon
2415
American Airlines Group
AAL
$10.1B
$19.4K ﹤0.01%
1,723
-146
-8% -$1.8K
DXC icon
2416
DXC Technology
DXC
$1.78B
$19.3K ﹤0.01%
1,419
+166
+13% +$2.36K
CASH icon
2417
Pathward Financial
CASH
$1.86B
$19.3K ﹤0.01%
261
+113
+76% +$8.8K
LNW
2418
DELISTED
Light & Wonder
LNW
$19.3K ﹤0.01%
230
-37
-14% -$3.4K
WTBA icon
2419
West Bancorporation
WTBA
$479M
$19.3K ﹤0.01%
950
– –
IGLD icon
2420
FT Vest Gold Strategy Target Income ETF
IGLD
$507M
$19.2K ﹤0.01%
803
+54
+7% +$1.2K
CNM icon
2421
Core & Main
CNM
$8.25B
$19.1K ﹤0.01%
355
+25
+8% +$1.51K
XMLV icon
2422
Invesco S&P MidCap Low Volatility ETF
XMLV
$767M
$19K ﹤0.01%
299
+1
+0.3% +$63
IDV icon
2423
iShares International Select Dividend ETF
IDV
$8.29B
$19K ﹤0.01%
520
– –
LNTH icon
2424
Lantheus
LNTH
$6.65B
$19K ﹤0.01%
370
-67
-15% -$4.19K
NULV icon
2425
Nuveen ESG Large-Cap Value ETF
NULV
$2.2B
$18.9K ﹤0.01%
431
– –
95 96
97
98 99

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.