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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IETC icon
2376
iShares US Tech Independence Focused ETF
IETC
$651M
– –
-1,061
Closed -$108K
IEUR icon
2377
iShares Core MSCI Europe ETF
IEUR
$8.82B
– –
-483
Closed -$32.9K
IEV icon
2378
iShares Europe ETF
IEV
$1.64B
– –
-1,095
Closed -$71.7K
IEX icon
2379
IDEX
IEX
$16.6B
– –
-203
Closed -$33K
IFF icon
2380
International Flavors & Fragrances
IFF
$20.2B
– –
-845
Closed -$52K
IFN
2381
Aberdeen India Fund
IFN
$496M
– –
-110
Closed -$1.61K
IFGL icon
2382
iShares International Developed Real Estate ETF
IFGL
$83.1M
– –
-536
Closed -$12.3K
IGE icon
2383
iShares North American Natural Resources ETF
IGE
$726M
– –
-403
Closed -$19.8K
IGEB icon
2384
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
– –
-2,265
Closed -$104K
IGHG icon
2385
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
– –
-36
Closed -$2.84K
IGLB icon
2386
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.65B
– –
-439
Closed -$22.6K
IGLD icon
2387
FT Vest Gold Strategy Target Income ETF
IGLD
$505M
– –
-803
Closed -$19.2K
IGPT icon
2388
Invesco AI and Next Gen Software ETF
IGPT
$1.12B
– –
-96
Closed -$5.19K
IGR
2389
CBRE Global Real Estate Income Fund
IGR
$719M
– –
-1,076
Closed -$5.53K
IHE icon
2390
iShares US Pharmaceuticals ETF
IHE
$1.5B
– –
-225
Closed -$16.3K
IHG icon
2391
InterContinental Hotels
IHG
$23.9B
– –
-547
Closed -$66.3K
IHY icon
2392
VanEck International High Yield Bond ETF
IHY
$43M
– –
-1,500
Closed -$33.2K
IIPR icon
2393
Innovative Industrial Properties
IIPR
$1.76B
– –
-878
Closed -$47K
IJAN icon
2394
Innovator International Developed Power Buffer ETF January
IJAN
$258M
– –
-1,867
Closed -$65.7K
ILCB icon
2395
iShares Morningstar US Equity ETF
ILCB
$1.26B
– –
-399
Closed -$36.9K
ILCV icon
2396
iShares Morningstar Value ETF
ILCV
$1.32B
– –
-1,192
Closed -$107K
ILTB icon
2397
iShares Core 10+ Year USD Bond ETF
ILTB
$601M
– –
-1,408
Closed -$71.1K
IMAX icon
2398
IMAX
IMAX
$2.59B
– –
-122
Closed -$4K
IMCB icon
2399
iShares Morningstar Mid-Cap ETF
IMCB
$1.67B
– –
-316
Closed -$26.2K
IMCR icon
2400
Immunocore
IMCR
$1.7B
– –
-116
Closed -$4.21K
94 95
96
97 98

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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.