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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBHI icon
2351
iShares iBonds 2029 Term High Yield and Income ETF
IBHI
$497M
– –
-895
Closed -$21.3K
IBMN
2352
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
– –
-2,786
Closed -$74.6K
IBMO icon
2353
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$581M
– –
-1,943
Closed -$49.9K
IBMP icon
2354
iShares iBonds Dec 2027 Term Muni Bond ETF
IBMP
$651M
– –
-2,366
Closed -$60.3K
IBMQ icon
2355
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$657M
– –
-20
Closed -$513
IBMR icon
2356
iShares iBonds Dec 2029 Term Muni Bond ETF
IBMR
$464M
– –
-20
Closed -$511
IBOC icon
2357
International Bancshares
IBOC
$4.83B
– –
-11
Closed -$756
IBRN icon
2358
iShares Neuroscience and Healthcare ETF
IBRN
$5.62M
– –
-732
Closed -$19.6K
IBTF
2359
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
– –
-14,157
Closed -$331K
ICFI icon
2360
ICF International
ICFI
$1.51B
– –
-70
Closed -$6.5K
ICL icon
2361
ICL Group
ICL
$6.76B
– –
-45
Closed -$280
ICLR icon
2362
Icon
ICLR
$13.9B
– –
-1,006
Closed -$176K
ICOP icon
2363
iShares Copper and Metals Mining ETF
ICOP
$420M
– –
-330
Closed -$12.4K
ICOW icon
2364
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.79B
– –
-1,030
Closed -$37.5K
ICUI icon
2365
ICU Medical
ICUI
$4.14B
– –
-82
Closed -$9.84K
IDCC icon
2366
InterDigital
IDCC
$6.72B
– –
-45
Closed -$15.5K
IDEC icon
2367
Innovator International Developed Power Buffer ETF December
IDEC
$42.2M
– –
-327
Closed -$10.2K
IDLV icon
2368
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
– –
-2,280
Closed -$76.4K
IDNA icon
2369
iShares Genomics Immunology and Healthcare ETF
IDNA
$191M
– –
-184
Closed -$4.34K
IDRV icon
2370
iShares Self-Driving EV and Tech ETF
IDRV
$124M
– –
-177
Closed -$6.49K
IDT icon
2371
IDT Corp
IDT
$1.69B
– –
-39
Closed -$2.04K
IDU icon
2372
iShares US Utilities ETF
IDU
$1.39B
– –
-1,358
Closed -$151K
IDV icon
2373
iShares International Select Dividend ETF
IDV
$8.28B
– –
-520
Closed -$19K
IDYA icon
2374
IDEAYA Biosciences
IDYA
$3.48B
– –
-908
Closed -$24.7K
IESC icon
2375
IES Holdings
IESC
$10.8B
– –
-3
Closed -$1.19K
93 94
95
96 97

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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
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AG
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CIMLRA
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TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.