We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGLB icon
2351
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.65B
$22.6K ﹤0.01%
439
-25
-5% -$1.26K
PCTY icon
2352
Paylocity
PCTY
$7.36B
$22.6K ﹤0.01%
142
-10
-7% -$1.77K
REM icon
2353
iShares Mortgage Real Estate ETF
REM
$552M
$22.6K ﹤0.01%
1,028
+95
+10% +$2.12K
BF.B icon
2354
Brown-Forman Class B
BF.B
$13.2B
$22.5K ﹤0.01%
832
+98
+13% +$2.84K
NTST
2355
NETSTREIT Corp
NTST
$2.13B
$22.5K ﹤0.01%
1,245
+53
+4% +$958
AS icon
2356
Amer Sports
AS
$20.9B
$22.4K ﹤0.01%
645
-87
-12% -$3.28K
SHAK icon
2357
Shake Shack
SHAK
$2.53B
$22.4K ﹤0.01%
239
+135
+130% +$15.5K
ACAD icon
2358
Acadia Pharmaceuticals
ACAD
$4.45B
$22.3K ﹤0.01%
1,043
+454
+77% +$10.7K
JMBS icon
2359
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.76B
$22.1K ﹤0.01%
485
-888
-65% -$40K
DBC icon
2360
Invesco DB Commodity Index Tracking Fund
DBC
$1.65B
$22K ﹤0.01%
978
-73
-7% -$1.62K
PZZA icon
2361
Papa John's
PZZA
$1.03B
$22K ﹤0.01%
457
– –
HYBB icon
2362
iShares BB Rated Corporate Bond ETF
HYBB
$411M
$22K ﹤0.01%
465
– –
TIPX icon
2363
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.01B
$22K ﹤0.01%
1,140
-386
-25% -$7.42K
GDMN icon
2364
WisdomTree Efficient Gold Plus Gold Miners Strategy Fund
GDMN
$139M
$21.9K ﹤0.01%
276
+5
+2% +$297
CRC icon
2365
California Resources
CRC
$4.42B
$21.9K ﹤0.01%
411
+32
+8% +$1.6K
IBTK icon
2366
iShares iBonds Dec 2030 Term Treasury ETF
IBTK
$949M
$21.8K ﹤0.01%
1,095
– –
AMRX icon
2367
Amneal Pharmaceuticals
AMRX
$5.95B
$21.7K ﹤0.01%
+2,170
New +$19.5K
PDBC icon
2368
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.2B
$21.7K ﹤0.01%
1,614
+284
+21% +$3.77K
CWAN
2369
DELISTED
Clearwater Analytics
CWAN
$21.6K ﹤0.01%
1,201
-805
-40% -$16.3K
PSMT icon
2370
Pricesmart
PSMT
$5.85B
$21.6K ﹤0.01%
178
-7
-4% -$774
JHML icon
2371
John Hancock Multifactor Large Cap ETF
JHML
$1.16B
$21.6K ﹤0.01%
275
– –
RNAM
2372
DELISTED
Avidity Biosciences
RNAM
$21.4K ﹤0.01%
491
+374
+320% +$15.1K
IBHI icon
2373
iShares iBonds 2029 Term High Yield and Income ETF
IBHI
$497M
$21.3K ﹤0.01%
895
– –
FTXR icon
2374
First Trust Nasdaq Transportation ETF
FTXR
$1.09B
$21.2K ﹤0.01%
606
+2
+0.3% +$68
EWZ icon
2375
iShares MSCI Brazil ETF
EWZ
$9.12B
$21K ﹤0.01%
678
-28
-4% -$802
93 94
95
96 97

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.