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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GL icon
2326
Globe Life
GL
$13.7B
$24.3K ﹤0.01%
170
-101
-37% -$13.7K
VCTR icon
2327
Victory Capital Holdings
VCTR
$6.21B
$24.3K ﹤0.01%
375
-480
-56% -$33K
TS icon
2328
Tenaris
TS
$28.2B
$24.2K ﹤0.01%
677
+110
+19% +$4K
LMAT icon
2329
LeMaitre Vascular
LMAT
$2.37B
$24.2K ﹤0.01%
276
+34
+14% +$3.04K
AVTR icon
2330
Avantor
AVTR
$8.17B
$24K ﹤0.01%
1,927
-1,334
-41% -$17.2K
HCI icon
2331
HCI Group
HCI
$2.26B
$24K ﹤0.01%
125
+116
+1,289% +$18.4K
BWXT icon
2332
BWX Technologies
BWXT
$15.2B
$24K ﹤0.01%
130
-83
-39% -$13.4K
PSO icon
2333
Pearson
PSO
$10.3B
$24K ﹤0.01%
1,692
-44
-3% -$633
LAND
2334
Gladstone Land Corp
LAND
$371M
$23.8K ﹤0.01%
2,600
-25
-1% -$236
UI icon
2335
Ubiquiti
UI
$32B
$23.8K ﹤0.01%
36
-268
-88% -$134K
SYM icon
2336
Symbotic
SYM
$5.09B
$23.7K ﹤0.01%
+439
New +$22.2K
KTB icon
2337
Kontoor Brands
KTB
$4.8B
$23.6K ﹤0.01%
296
+285
+2,591% +$20.4K
AOHY icon
2338
Angel Oak High Yield Opportunities ETF
AOHY
$124M
$23.6K ﹤0.01%
2,103
+33
+2% +$369
BXMT icon
2339
Blackstone Mortgage Trust
BXMT
$2.84B
$23.5K ﹤0.01%
1,275
-160
-11% -$3.09K
IBBQ icon
2340
Invesco NASDAQ Biotechnology ETF
IBBQ
$76M
$23.5K ﹤0.01%
965
– –
AAON icon
2341
Aaon
AAON
$7.65B
$23.5K ﹤0.01%
251
+146
+139% +$12K
AX icon
2342
Axos Financial
AX
$5.55B
$23.4K ﹤0.01%
277
+65
+31% +$5.67K
VRNT
2343
DELISTED
Verint Systems
VRNT
$23.4K ﹤0.01%
1,155
-115
-9% -$2.37K
DJUN icon
2344
FT Vest US Equity Deep Buffer ETF June
DJUN
$346M
$23.3K ﹤0.01%
500
– –
LSCC icon
2345
Lattice Semiconductor
LSCC
$16B
$23.2K ﹤0.01%
317
+6
+2% +$365
CVCO icon
2346
Cavco Industries
CVCO
$4.51B
$23.2K ﹤0.01%
40
+3
+8% +$1.47K
PSP icon
2347
Invesco Global Listed Private Equity ETF
PSP
$231M
$23.2K ﹤0.01%
336
-11
-3% -$779
FSK icon
2348
FS KKR Capital
FSK
$3.03B
$23K ﹤0.01%
1,543
– –
ONTO icon
2349
Onto Innovation
ONTO
$11.6B
$23K ﹤0.01%
178
+89
+100% +$9.53K
SGRY icon
2350
Surgery Partners
SGRY
$2.06B
$22.8K ﹤0.01%
1,052
+201
+24% +$4.48K
92 93
94
95 96

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CIA
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GAM
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
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CIMLRA
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TAM
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AMH
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Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.