We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STLA icon
2301
Stellantis
STLA
$16.7B
$25.1K ﹤0.01%
2,689
+431
+19% +$4.12K
SPUC icon
2302
Simplify US Equity Income ETF
SPUC
$90.8M
$25.1K ﹤0.01%
+500
New +$23.6K
NPO icon
2303
Enpro
NPO
$6.64B
$25.1K ﹤0.01%
111
+24
+28% +$5.18K
DFUS
2304
Dimensional US Equity ETF
DFUS
$20.7B
$25.1K ﹤0.01%
346
-158
-31% -$11K
BNDW icon
2305
Vanguard Total World Bond ETF
BNDW
$1.89B
$24.9K ﹤0.01%
358
– –
NANR icon
2306
State Street SPDR S&P North American Natural Resources ETF
NANR
$742M
$24.9K ﹤0.01%
+386
New +$23.2K
IAI icon
2307
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.38B
$24.9K ﹤0.01%
141
-2,135
-94% -$372K
PAA icon
2308
Plains All American Pipeline
PAA
$17.1B
$24.8K ﹤0.01%
1,455
-322
-18% -$5.76K
FHI icon
2309
Federated Hermes
FHI
$4.59B
$24.8K ﹤0.01%
+477
New +$24.2K
GREK
2310
Global X MSCI Greece ETF
GREK
$291M
$24.7K ﹤0.01%
384
+33
+9% +$2.09K
ATKR icon
2311
Atkore
ATKR
$2.56B
$24.7K ﹤0.01%
394
+232
+143% +$15.1K
IDYA icon
2312
IDEAYA Biosciences
IDYA
$3.45B
$24.7K ﹤0.01%
908
+741
+444% +$17.9K
TEF
2313
DELISTED
Telefonica
TEF
$24.7K ﹤0.01%
4,863
+874
+22% +$4.64K
THYF icon
2314
T. Rowe Price US High Yield ETF
THYF
$843M
$24.6K ﹤0.01%
470
– –
FRT icon
2315
Federal Realty Investment Trust
FRT
$11B
$24.6K ﹤0.01%
243
+26
+12% +$2.51K
BCPC
2316
Balchem Corp
BCPC
$5.38B
$24.6K ﹤0.01%
164
+18
+12% +$2.84K
FYC icon
2317
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.26B
$24.6K ﹤0.01%
271
– –
DRSK icon
2318
Aptus Defined Risk ETF
DRSK
$1.5B
$24.5K ﹤0.01%
849
– –
DNP icon
2319
DNP Select Income Fund
DNP
$4.15B
$24.5K ﹤0.01%
2,443
– –
BELFB
2320
Bel Fuse Inc Class B
BELFB
$3.6B
$24.4K ﹤0.01%
173
-6
-3% -$765
CUBI icon
2321
Customers Bancorp
CUBI
$2.68B
$24.4K ﹤0.01%
373
+184
+97% +$12.1K
FXG icon
2322
First Trust Consumer Staples AlphaDEX Fund
FXG
$235M
$24.4K ﹤0.01%
389
– –
EWP icon
2323
iShares MSCI Spain ETF
EWP
$2.08B
$24.4K ﹤0.01%
492
+11
+2% +$515
TDTT icon
2324
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$24.3K ﹤0.01%
1,000
– –
BSJT icon
2325
Invesco BulletShares 2029 High Yield Corporate Bond ETF
BSJT
$560M
$24.3K ﹤0.01%
1,127
– –
91 92
93
94 95

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.