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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDB icon
2276
HDFC Bank
HDB
$121B
– –
-4,901
Closed -$167K
HEDJ icon
2277
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.83B
– –
-660
Closed -$33.3K
HEEM icon
2278
iShares Currency Hedged MSCI Emerging Markets
HEEM
$271M
– –
-1,105
Closed -$37.2K
HEI icon
2279
HEICO Corp
HEI
$50.8B
– –
-259
Closed -$83.6K
HELE icon
2280
Helen of Troy
HELE
$672M
– –
-627
Closed -$15.8K
HEQT icon
2281
Simplify Hedged Equity ETF
HEQT
$298M
– –
-1,545
Closed -$48.3K
HERD icon
2282
Pacer Cash Cows Fund of Funds ETF
HERD
$100M
– –
-1,000
Closed -$42.4K
HESM icon
2283
Hess Midstream
HESM
$5.13B
– –
-346
Closed -$12K
HEZU icon
2284
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$567M
– –
-428
Closed -$18K
HFWA icon
2285
Heritage Financial
HFWA
$1.22B
– –
-21
Closed -$508
HFXI icon
2286
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$1.98B
– –
-1,222
Closed -$37.9K
HHH icon
2287
Howard Hughes
HHH
$4B
– –
-328
Closed -$27K
HI
2288
DELISTED
Hillenbrand
HI
– –
-78
Closed -$2.11K
HIMX
2289
Himax Technologies
HIMX
$2.09B
– –
-263
Closed -$2.32K
HIMS icon
2290
Hims & Hers Health
HIMS
$6.79B
– –
-2,805
Closed -$159K
HKD
2291
AMTD Digital
HKD
$497M
– –
-47
Closed -$85
HIW icon
2292
Highwoods Properties
HIW
$3.71B
– –
-799
Closed -$25.4K
HL icon
2293
Hecla Mining
HL
$9.76B
– –
-1,000
Closed -$12.1K
HLIT icon
2294
Harmonic Inc
HLIT
$1.2B
– –
-114
Closed -$1.16K
HLI icon
2295
Houlihan Lokey
HLI
$10.2B
– –
-1,107
Closed -$227K
HLMN icon
2296
Hillman Solutions
HLMN
$1.6B
– –
-352
Closed -$3.23K
HLNE icon
2297
Hamilton Lane
HLNE
$3.91B
– –
-582
Closed -$78.4K
HMC icon
2298
Honda
HMC
$39.3B
– –
-3,252
Closed -$100K
HMN icon
2299
Horace Mann Educators
HMN
$2.12B
– –
-122
Closed -$5.51K
HMY icon
2300
Harmony Gold Mining
HMY
$9.7B
– –
-74
Closed -$1.34K
90 91
92
93 94

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.