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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWX icon
2226
State Street SPDR S&P International Dividend ETF
DWX
$527M
$16.1K ﹤0.01%
420
– –
BUFF icon
2227
Innovator Laddered Allocation Power Buffer ETF
BUFF
$909M
$16.1K ﹤0.01%
+365
New +$15.8K
BELFB
2228
Bel Fuse Inc Class B
BELFB
$3.57B
$16.1K ﹤0.01%
+205
New +$14K
CCOI icon
2229
Cogent Communications
CCOI
$649M
$16.1K ﹤0.01%
212
-1
-0.5% -$69
AXNX
2230
DELISTED
Axonics, Inc. Common Stock
AXNX
$16K ﹤0.01%
230
+12
+6% +$823
RSPC icon
2231
Invesco S&P 500 Equal Weight Communication Services ETF
RSPC
$56.8M
$16K ﹤0.01%
488
-6,221
-93% -$193K
FTAI icon
2232
FTAI Aviation
FTAI
$21.8B
$15.9K ﹤0.01%
120
-12
-9% -$1.36K
ACVU
2233
Hartford Alpha Capture Value ETF
ACVU
$186M
$15.9K ﹤0.01%
609
– –
FXR icon
2234
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$742M
$15.9K ﹤0.01%
210
– –
GEN icon
2235
Gen Digital
GEN
$16.6B
$15.9K ﹤0.01%
579
+273
+89% +$7.01K
ATMU icon
2236
Atmus Filtration Technologies
ATMU
$4.45B
$15.9K ﹤0.01%
423
+413
+4,130% +$13.5K
VEGI icon
2237
iShares MSCI Agriculture Producers ETF
VEGI
$155M
$15.8K ﹤0.01%
415
– –
PR
2238
Permian Resources
PR
$16.5B
$15.8K ﹤0.01%
1,158
+1,064
+1,132% +$15.6K
FLJH icon
2239
Franklin FTSE Japan Hedged ETF
FLJH
$177M
$15.8K ﹤0.01%
516
-480
-48% -$14.6K
KNX icon
2240
Knight Transportation
KNX
$11.4B
$15.8K ﹤0.01%
292
+50
+21% +$2.59K
HEZU icon
2241
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$567M
$15.7K ﹤0.01%
428
– –
YLDE icon
2242
ClearBridge Dividend Strategy ESG ETF
YLDE
$171M
$15.7K ﹤0.01%
+312
New +$15.1K
EVR icon
2243
Evercore
EVR
$13.2B
$15.7K ﹤0.01%
62
-49
-44% -$11.7K
NIO icon
2244
NIO
NIO
$11.7B
$15.7K ﹤0.01%
2,346
+153
+7% +$703
CHT icon
2245
Chunghwa Telecom
CHT
$33.5B
$15.7K ﹤0.01%
395
-151
-28% -$5.74K
ASH icon
2246
Ashland
ASH
$3.11B
$15.6K ﹤0.01%
179
+30
+20% +$2.69K
VPL icon
2247
Vanguard FTSE Pacific ETF
VPL
$7.89B
$15.6K ﹤0.01%
198
– –
ITCI
2248
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$15.5K ﹤0.01%
212
-42
-17% -$3.16K
TECH icon
2249
Bio-Techne
TECH
$11.2B
$15.5K ﹤0.01%
194
+55
+40% +$4.13K
TEF
2250
DELISTED
Telefonica
TEF
$15.5K ﹤0.01%
3,181
+202
+7% +$918
88 89
90
91 92

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GAM
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.