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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMSI icon
2126
Merit Medical Systems
MMSI
$4.7B
$15.8K ﹤0.01%
209
+71
+51% +$5.48K
KIE icon
2127
State Street SPDR S&P Insurance ETF
KIE
$667M
$15.8K ﹤0.01%
304
-179
-37% -$8.67K
APLS
2128
DELISTED
Apellis Pharmaceuticals
APLS
$15.8K ﹤0.01%
269
-20
-7% -$1.27K
TDC icon
2129
Teradata
TDC
$2.85B
$15.7K ﹤0.01%
407
-460
-53% -$19.4K
HEZU icon
2130
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$563M
$15.7K ﹤0.01%
428
– –
ESGV icon
2131
Vanguard ESG US Stock ETF
ESGV
$12.9B
$15.7K ﹤0.01%
168
– –
CODI icon
2132
Compass Diversified
CODI
$773M
$15.6K ﹤0.01%
650
-364
-36% -$8.29K
BWXT icon
2133
BWX Technologies
BWXT
$14.8B
$15.6K ﹤0.01%
152
-59
-28% -$5.28K
HE icon
2134
Hawaiian Electric Industries
HE
$2.26B
$15.6K ﹤0.01%
1,384
– –
DENN
2135
DELISTED
Denny's
DENN
$15.6K ﹤0.01%
1,738
+50
+3% +$491
MGEE icon
2136
MGE Energy Inc
MGEE
$3.08B
$15.5K ﹤0.01%
197
+93
+89% +$6.52K
CLFD icon
2137
Clearfield
CLFD
$400M
$15.4K ﹤0.01%
500
-350
-41% -$10K
PSCX icon
2138
Pacer Swan SOS Conservative January ETF
PSCX
$45.7M
$15.4K ﹤0.01%
+600
New +$15K
FXR icon
2139
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$725M
$15.3K ﹤0.01%
210
– –
ROKU icon
2140
Roku
ROKU
$21.5B
$15.3K ﹤0.01%
235
+79
+51% +$6.15K
CLOU icon
2141
Global X Cloud Computing ETF
CLOU
$234M
$15.3K ﹤0.01%
703
– –
ALRM icon
2142
Alarm.com
ALRM
$2.74B
$15.2K ﹤0.01%
210
-16
-7% -$1.09K
CLSK icon
2143
CleanSpark
CLSK
$3.15B
$15.2K ﹤0.01%
715
– –
XYLG icon
2144
Global X S&P 500 Covered Call & Growth ETF
XYLG
$64M
$15.2K ﹤0.01%
+500
New +$14.6K
RKT icon
2145
Rocket Companies
RKT
$39.2B
$15.2K ﹤0.01%
1,042
-742
-42% -$9.21K
E icon
2146
ENI
E
$78B
$15.1K ﹤0.01%
477
+72
+18% +$2.28K
CSTM icon
2147
Constellium
CSTM
$3.79B
$15K ﹤0.01%
680
+92
+16% +$1.78K
VPL icon
2148
Vanguard FTSE Pacific ETF
VPL
$7.79B
$15K ﹤0.01%
198
+70
+55% +$5.12K
DNLI icon
2149
Denali Therapeutics
DNLI
$3.78B
$15K ﹤0.01%
731
-75
-9% -$1.41K
DAPR icon
2150
FT Vest US Equity Deep Buffer ETF April
DAPR
$306M
$15K ﹤0.01%
450
-735
-62% -$24.2K
84 85
86
87 88

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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.