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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCII icon
2076
LCI Industries
LCII
$2.62B
$21.9K ﹤0.01%
182
+10
+6% +$1.13K
AB icon
2077
AllianceBernstein
AB
$3.49B
$21.9K ﹤0.01%
628
-132
-17% -$4.51K
CACI icon
2078
CACI
CACI
$11.3B
$21.7K ﹤0.01%
43
+7
+19% +$3.24K
ATI icon
2079
ATI
ATI
$25.5B
$21.7K ﹤0.01%
324
+44
+16% +$2.73K
SMDV icon
2080
ProShares Russell 2000 Dividend Growers ETF
SMDV
$709M
$21.6K ﹤0.01%
312
+142
+84% +$9.57K
WEN icon
2081
Wendy's
WEN
$1.46B
$21.5K ﹤0.01%
1,226
+120
+11% +$2.04K
FCPT icon
2082
Four Corners Property Trust
FCPT
$2.85B
$21.5K ﹤0.01%
732
+61
+9% +$1.69K
TCOM icon
2083
Trip.com Group
TCOM
$28.5B
$21.5K ﹤0.01%
361
+159
+79% +$7.36K
NMR icon
2084
Nomura Holdings
NMR
$28.1B
$21.4K ﹤0.01%
4,101
+262
+7% +$1.49K
U icon
2085
Unity
U
$13.9B
$21.4K ﹤0.01%
945
+255
+37% +$4.4K
DJUN icon
2086
FT Vest US Equity Deep Buffer ETF June
DJUN
$347M
$21.3K ﹤0.01%
500
– –
PPC icon
2087
Pilgrim's Pride
PPC
$7.09B
$21.3K ﹤0.01%
+462
New +$19.5K
AI icon
2088
C3.ai
AI
$1.38B
$21.2K ﹤0.01%
873
-4
-0.5% -$102
TNET icon
2089
TriNet
TNET
$3.14B
$21.1K ﹤0.01%
218
-4
-2% -$398
VALE icon
2090
Vale
VALE
$62.6B
$21.1K ﹤0.01%
1,808
-3,262
-64% -$35K
INDY icon
2091
iShares S&P India Nifty 50 Index Fund
INDY
$560M
$21.1K ﹤0.01%
375
– –
HDEF icon
2092
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.34B
$21.1K ﹤0.01%
783
– –
GDV icon
2093
Gabelli Dividend & Income Trust
GDV
$2.62B
$21.1K ﹤0.01%
861
-124
-13% -$2.91K
CFR icon
2094
Cullen/Frost Bankers
CFR
$10.5B
$21K ﹤0.01%
188
-2
-1% -$219
FMS icon
2095
Fresenius Medical Care
FMS
$13.3B
$21K ﹤0.01%
987
+183
+23% +$3.6K
XHR
2096
Xenia Hotels & Resorts
XHR
$2.01B
$21K ﹤0.01%
1,422
-1,068
-43% -$14.8K
GAB icon
2097
Gabelli Equity Trust
GAB
$1.76B
$21K ﹤0.01%
3,825
+103
+3% +$556
XFEB icon
2098
FT Vest US Equity Enhance & Moderate Buffer ETF February
XFEB
$30.9M
$20.9K ﹤0.01%
650
– –
REM icon
2099
iShares Mortgage Real Estate ETF
REM
$553M
$20.8K ﹤0.01%
877
-907
-51% -$21.3K
FFSM icon
2100
Fidelity Fundamental Small-Mid Cap ETF
FFSM
$1.46B
$20.8K ﹤0.01%
+757
New +$19.9K
82 83
84
85 86

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.