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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKE icon
2051
Buckle
BKE
$2.33B
$18.3K ﹤0.01%
454
+216
+91% +$8.49K
IMO icon
2052
Imperial Oil
IMO
$62.1B
$18.3K ﹤0.01%
264
-6,168
-96% -$377K
UNG icon
2053
United States Natural Gas Fund
UNG
$451M
$18.2K ﹤0.01%
1,250
– –
LNC icon
2054
Lincoln National
LNC
$8.08B
$18.1K ﹤0.01%
568
-143
-20% -$3.95K
WRK
2055
DELISTED
WestRock Company
WRK
$18K ﹤0.01%
365
-19
-5% -$830
OGIG icon
2056
ALPS O'Shares Global Internet Giants ETF
OGIG
$103M
$18K ﹤0.01%
469
– –
JAZZ icon
2057
Jazz Pharmaceuticals
JAZZ
$16.1B
$17.9K ﹤0.01%
149
+13
+10% +$1.59K
FJAN icon
2058
FT Vest US Equity Buffer ETF January
FJAN
$1.41B
$17.8K ﹤0.01%
425
– –
FYC icon
2059
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
$17.8K ﹤0.01%
271
– –
AIT icon
2060
Applied Industrial Technologies
AIT
$12.4B
$17.8K ﹤0.01%
90
+11
+14% +$2.01K
LAZ icon
2061
Lazard
LAZ
$4.01B
$17.7K ﹤0.01%
+423
New +$16.5K
AVNT icon
2062
Avient
AVNT
$3.28B
$17.7K ﹤0.01%
408
+23
+6% +$896
VAC icon
2063
Marriott Vacations Worldwide
VAC
$3.49B
$17.7K ﹤0.01%
164
-5
-3% -$452
ITCI
2064
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$17.6K ﹤0.01%
255
-31
-11% -$2.13K
VCYT icon
2065
Veracyte
VCYT
$4.4B
$17.6K ﹤0.01%
796
+74
+10% +$1.8K
BAP icon
2066
Credicorp
BAP
$30.4B
$17.6K ﹤0.01%
104
-17
-14% -$2.73K
FSS icon
2067
Federal Signal
FSS
$6.87B
$17.6K ﹤0.01%
207
-6
-3% -$470
CFR icon
2068
Cullen/Frost Bankers
CFR
$10.5B
$17.6K ﹤0.01%
156
+26
+20% +$2.78K
HYGW icon
2069
iShares High Yield Corporate Bond BuyWrite Strategy ETF
HYGW
$112M
$17.5K ﹤0.01%
520
– –
PFN
2070
PIMCO Income Strategy Fund II
PFN
$691M
$17.5K ﹤0.01%
2,340
– –
CHWY icon
2071
Chewy
CHWY
$9.45B
$17.5K ﹤0.01%
1,097
+78
+8% +$1.4K
HAP icon
2072
VanEck Natural Resources ETF
HAP
$298M
$17.4K ﹤0.01%
342
– –
SHYD icon
2073
VanEck Short High Yield Muni ETF
SHYD
$452M
$17.4K ﹤0.01%
777
-16,491
-96% -$366K
DIV icon
2074
Global X SuperDividend US ETF
DIV
$794M
$17.4K ﹤0.01%
1,000
– –
LGND icon
2075
Ligand Pharmaceuticals
LGND
$5.76B
$17.3K ﹤0.01%
237
-510
-68% -$37.6K
81 82
83
84 85

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.