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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESRT icon
2001
Empire State Realty Trust
ESRT
$1.02B
– –
-217
Closed -$1.66K
ESS icon
2002
Essex Property Trust
ESS
$19B
– –
-635
Closed -$170K
ESTC icon
2003
Elastic
ESTC
$6.7B
– –
-172
Closed -$14.5K
ETD icon
2004
Ethan Allen Interiors
ETD
$606M
– –
-291
Closed -$8.57K
ETG
2005
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.75B
– –
-3,455
Closed -$73K
ETHO icon
2006
Amplify Etho Climate Leadership US ETF
ETHO
$185M
– –
-279
Closed -$17.8K
ETO
2007
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$495M
– –
-966
Closed -$26.6K
ETSY icon
2008
Etsy
ETSY
$8.13B
– –
-138
Closed -$9.16K
EUFN icon
2009
iShares MSCI Europe Financials ETF
EUFN
$4B
– –
-1,191
Closed -$40.9K
EUSA icon
2010
iShares MSCI USA Equal Weighted ETF
EUSA
$1.82B
– –
-134
Closed -$13.8K
EUSB icon
2011
iShares ESG Advanced Universal USD Bond ETF
EUSB
$712M
– –
-3,717
Closed -$163K
EVER icon
2012
EverQuote
EVER
$964M
– –
-654
Closed -$15K
EVO icon
2013
Evotec
EVO
$686M
– –
-773
Closed -$2.81K
EVR icon
2014
Evercore
EVR
$11.9B
– –
-156
Closed -$52.6K
EVT icon
2015
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.07B
– –
-550
Closed -$13.4K
EVX icon
2016
VanEck Environmental Services ETF
EVX
$100M
– –
-1,850
Closed -$72K
EWA icon
2017
iShares MSCI Australia ETF
EWA
$1.38B
– –
-18
Closed -$486
EWBC icon
2018
East-West Bancorp
EWBC
$18B
– –
-771
Closed -$82.1K
EWC icon
2019
iShares MSCI Canada ETF
EWC
$6.12B
– –
-198
Closed -$10K
EWD icon
2020
iShares MSCI Sweden ETF
EWD
$532M
– –
-24
Closed -$1.13K
EWG icon
2021
iShares MSCI Germany ETF
EWG
$1.56B
– –
-713
Closed -$29.7K
EWH icon
2022
iShares MSCI Hong Kong ETF
EWH
$1.23B
– –
-29
Closed -$625
EWI icon
2023
iShares MSCI Italy ETF
EWI
$985M
– –
-69
Closed -$3.58K
EWM icon
2024
iShares MSCI Malaysia ETF
EWM
$306M
– –
-14
Closed -$363
EWL icon
2025
iShares MSCI Switzerland ETF
EWL
$2.17B
– –
-100
Closed -$5.54K
79 80
81
82 83

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.