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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIRL icon
1951
iShares MSCI Ireland ETF
EIRL
$76.5M
– –
-1
Closed -$67
EIS icon
1952
iShares MSCI Israel ETF
EIS
$869M
– –
-9
Closed -$903
EL icon
1953
Estee Lauder
EL
$30.8B
– –
-1,455
Closed -$128K
ELAN icon
1954
Elanco Animal Health
ELAN
$12.9B
– –
-2,959
Closed -$59.6K
ELF icon
1955
e.l.f. Beauty
ELF
$4.93B
– –
-1,073
Closed -$142K
ELME
1956
Elme Communities
ELME
$142M
– –
-641
Closed -$10.8K
ELS icon
1957
Equity Lifestyle Properties
ELS
$13B
– –
-2,029
Closed -$123K
EMBC icon
1958
Embecta
EMBC
$219M
– –
-71
Closed -$1K
EMC icon
1959
Global X Emerging Markets Great Consumer ETF
EMC
$53.1M
– –
-15
Closed -$467
EMMF icon
1960
WisdomTree Emerging Markets Multifactor Fund
EMMF
$164M
– –
-215
Closed -$6.58K
EMLP icon
1961
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
– –
-4,028
Closed -$154K
EMN icon
1962
Eastman Chemical
EMN
$7.67B
– –
-1,267
Closed -$79.9K
EMNT icon
1963
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
$212M
– –
-365
Closed -$36.1K
EMO
1964
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.01B
– –
-87
Closed -$3.92K
EMQQ icon
1965
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$270M
– –
-594
Closed -$27.6K
ENFR icon
1966
Alerian Energy Infrastructure ETF
ENFR
$491M
– –
-63
Closed -$2.04K
ENIC icon
1967
Enel Chile
ENIC
$6.06B
– –
-496
Closed -$1.93K
ENOV icon
1968
Enovis
ENOV
$1.73B
– –
-7,142
Closed -$217K
ENPH icon
1969
Enphase Energy
ENPH
$4.82B
– –
-96
Closed -$3.4K
ENS icon
1970
EnerSys
ENS
$6.54B
– –
-346
Closed -$39.1K
EOI
1971
Eaton Vance Enhanced Equity Income Fund
EOI
$801M
– –
-1,241
Closed -$26.1K
EPAC icon
1972
Enerpac Tool Group
EPAC
$1.84B
– –
-50
Closed -$2.05K
EPAM icon
1973
EPAM Systems
EPAM
$5.63B
– –
-215
Closed -$32.4K
EPHE icon
1974
iShares MSCI Philippines ETF
EPHE
$132M
– –
-4
Closed -$99
EPI icon
1975
WisdomTree India Earnings Fund ETF
EPI
$2.05B
– –
-408
Closed -$18K
77 78
79
80 81

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.