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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLOF icon
1876
iShares Global Equity Factor ETF
GLOF
$213M
$58.7K ﹤0.01%
1,138
+45
+4% +$2.24K
FARX
1877
Frontier Asset Absolute Return ETF
FARX
$12.8M
$58.3K ﹤0.01%
2,199
+701
+47% +$18.1K
HR icon
1878
Healthcare Realty
HR
$7.58B
$57.7K ﹤0.01%
3,200
+103
+3% +$1.74K
ZWS icon
1879
Zurn Elkay Water Solutions
ZWS
$8.23B
$57.5K ﹤0.01%
1,222
-82
-6% -$3.54K
KNSL icon
1880
Kinsale Capital Group
KNSL
$8.43B
$57.4K ﹤0.01%
135
-32
-19% -$14.5K
EYLD icon
1881
Cambria Emerging Shareholder Yield ETF
EYLD
$830M
$57.3K ﹤0.01%
1,541
+1,316
+585% +$48.9K
AMH icon
1882
American Homes 4 Rent
AMH
$12.2B
$57.2K ﹤0.01%
1,720
-145
-8% -$5.05K
GNTX icon
1883
Gentex
GNTX
$5.12B
$57.1K ﹤0.01%
2,018
+1,925
+2,070% +$51.2K
ADC icon
1884
Agree Realty
ADC
$9.74B
$57K ﹤0.01%
803
-317
-28% -$23K
AJAN icon
1885
Innovator Equity Defined Protection ETF - 2 Yr to January 2028
AJAN
$42.6M
$57K ﹤0.01%
2,074
– –
DTH icon
1886
WisdomTree International High Dividend Fund
DTH
$642M
$57K ﹤0.01%
1,159
+75
+7% +$3.61K
PRI icon
1887
Primerica
PRI
$10B
$56.7K ﹤0.01%
204
+21
+11% +$5.64K
CGBL icon
1888
Capital Group Core Balanced ETF
CGBL
$7.15B
$56.5K ﹤0.01%
1,626
-359
-18% -$12.2K
WAL icon
1889
Western Alliance Bancorporation
WAL
$9.13B
$56.3K ﹤0.01%
649
+14
+2% +$1.19K
RVT icon
1890
Royce Value Trust
RVT
$2.22B
$56.3K ﹤0.01%
3,489
-400
-10% -$6.28K
MANH icon
1891
Manhattan Associates
MANH
$9.95B
$56.2K ﹤0.01%
274
-10
-4% -$2.12K
NFEB
1892
Innovator Growth-100 Power Buffer ETF - February
NFEB
$82M
$56.1K ﹤0.01%
2,064
– –
ITT icon
1893
ITT
ITT
$17.8B
$56K ﹤0.01%
313
+10
+3% +$1.68K
CYRX icon
1894
CryoPort
CYRX
$765M
$55.8K ﹤0.01%
5,891
– –
PINK icon
1895
Simplify Health Care ETF
PINK
$381M
$55.8K ﹤0.01%
1,760
+83
+5% +$2.51K
PDN icon
1896
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$349M
$55.7K ﹤0.01%
1,354
-3
-0.2% -$120
WFC.PRL icon
1897
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$55.5K ﹤0.01%
45
– –
PRDO icon
1898
Perdoceo Education
PRDO
$2.06B
$55.4K ﹤0.01%
1,472
+606
+70% +$19.4K
KBR icon
1899
KBR
KBR
$4.74B
$55.3K ﹤0.01%
1,170
+38
+3% +$1.84K
ST icon
1900
Sensata Technologies
ST
$6.8B
$55.2K ﹤0.01%
1,807
+120
+7% +$3.79K
74 75
76
77 78

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.