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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAR icon
1826
Darling Ingredients
DAR
$9.34B
– –
-6,107
Closed -$189K
DAVE icon
1827
Dave Inc
DAVE
$4.95B
– –
-6
Closed -$1.2K
DAVA icon
1828
Endava
DAVA
$165M
– –
-11
Closed -$100
DAX icon
1829
Global X DAX Germany ETF
DAX
$225M
– –
-3,251
Closed -$145K
DB icon
1830
Deutsche Bank
DB
$67.8B
– –
-3,712
Closed -$131K
DBC icon
1831
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
– –
-978
Closed -$22K
DBAW icon
1832
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$283M
– –
-367
Closed -$14.5K
DBA icon
1833
Invesco DB Agriculture Fund
DBA
$1.23B
– –
-1,315
Closed -$35.2K
DBE icon
1834
Invesco DB Energy Fund
DBE
$90.7M
– –
-1,100
Closed -$20.9K
DBEF icon
1835
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
– –
-423
Closed -$19.6K
DBEU icon
1836
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$766M
– –
-409
Closed -$18.8K
DBMF icon
1837
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.01B
– –
-2,495
Closed -$68.1K
DBRG icon
1838
DigitalBridge
DBRG
$2.93B
– –
-65
Closed -$761
DBVT
1839
DBV Technologies
DBVT
$794M
– –
-8
Closed -$80
DBX icon
1840
Dropbox
DBX
$7.74B
– –
-4,537
Closed -$137K
DCI icon
1841
Donaldson
DCI
$10.7B
– –
-2,296
Closed -$188K
DCO icon
1842
Ducommun
DCO
$2.57B
– –
-12
Closed -$1.15K
DD icon
1843
DuPont de Nemours
DD
$18.4B
– –
-2,690
Closed -$263K
DDEC icon
1844
FT Vest US Equity Deep Buffer ETF December
DDEC
$425M
– –
-384
Closed -$16.8K
DDIV icon
1845
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$72.7M
– –
-428
Closed -$17.2K
DDWM icon
1846
WisdomTree Dynamic International Equity Fund
DDWM
$1.47B
– –
-892
Closed -$37.3K
DEC
1847
Diversified Energy Company
DEC
$900M
– –
-66
Closed -$925
DEA
1848
Easterly Government Properties
DEA
$1.18B
– –
-83
Closed -$1.9K
DEEF icon
1849
Xtrackers FTSE Developed ex US Multifactor ETF
DEEF
$55.1M
– –
-50
Closed -$1.72K
DEHP icon
1850
Dimensional Emerging Markets High Profitability ETF
DEHP
$397M
– –
-76
Closed -$2.32K
72 73
74
75 76

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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.