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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CUT icon
1801
Invesco MSCI Global Timber ETF
CUT
$33.2M
– –
-1,726
Closed -$51K
CUZ icon
1802
Cousins Properties
CUZ
$5.36B
– –
-1,315
Closed -$38.1K
CVAC
1803
DELISTED
CureVac
CVAC
– –
-173
Closed -$932
CVBF icon
1804
CVB Financial
CVBF
$4.03B
– –
-652
Closed -$12.3K
CVCO icon
1805
Cavco Industries
CVCO
$4.4B
– –
-40
Closed -$23.2K
CVIE icon
1806
Calvert International Responsible Index ETF
CVIE
$433M
– –
-570
Closed -$38.9K
CVLC icon
1807
Calvert US Large-Cap Core Responsible Index ETF
CVLC
$893M
– –
-790
Closed -$64.7K
CVLT icon
1808
Commault Systems
CVLT
$5.05B
– –
-260
Closed -$49.1K
CVMC icon
1809
Calvert US Mid-Cap Core Responsible Index ETF
CVMC
$107M
– –
-407
Closed -$25.8K
CVR icon
1810
Chicago Rivet & Machine Co
CVR
$10M
– –
-32
Closed -$334
CVSB icon
1811
Calvert Ultra-Short Investment Grade ETF
CVSB
$218M
– –
-502
Closed -$25.5K
CVSE
1812
DELISTED
Calvert US Select Equity ETF
CVSE
– –
-437
Closed -$32.5K
CWAN
1813
DELISTED
Clearwater Analytics
CWAN
– –
-1,201
Closed -$21.6K
CWEN icon
1814
Clearway Energy Class C
CWEN
$4.77B
– –
-7
Closed -$198
CWI icon
1815
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.7B
– –
-1,000
Closed -$34.9K
CWST icon
1816
Casella Waste Systems
CWST
$5.85B
– –
-1,812
Closed -$172K
CWT icon
1817
California Water Service
CWT
$3.12B
– –
-158
Closed -$7.25K
CX icon
1818
Cemex
CX
$17B
– –
-680
Closed -$6.11K
CXW icon
1819
CoreCivic
CXW
$3.02B
– –
-154
Closed -$3.13K
HELP
1820
Cybin Inc
HELP
$483M
– –
-53
Closed -$312
CYN icon
1821
Cyngn
CYN
$15.4M
– –
-10
Closed -$60
CYRX icon
1822
CryoPort
CYRX
$754M
– –
-5,891
Closed -$55.8K
CZA icon
1823
Invesco Zacks Mid-Cap ETF
CZA
$192M
– –
-410
Closed -$45K
CYTK icon
1824
Cytokinetics
CYTK
$10.8B
– –
-13
Closed -$714
CZR icon
1825
Caesars Entertainment
CZR
$6.06B
– –
-1,889
Closed -$51K
71 72
73
74 75

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CIA
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GAM
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
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TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.