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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CODI icon
1751
Compass Diversified
CODI
$777M
– –
-144
Closed -$953
COHR icon
1752
Coherent
COHR
$47.6B
– –
-305
Closed -$32.9K
COHU icon
1753
Cohu
COHU
$2B
– –
-244
Closed -$4.96K
COLB icon
1754
Columbia Banking Systems
COLB
$8.84B
– –
-3,223
Closed -$83K
COLD icon
1755
Americold
COLD
$4.17B
– –
-2,535
Closed -$31K
COLL icon
1756
Collegium Pharmaceutical
COLL
$1.16B
– –
-900
Closed -$31.5K
COLM icon
1757
Columbia Sportswear
COLM
$3.3B
– –
-68
Closed -$3.56K
VISN
1758
Vistance Networks Inc
VISN
$2.67B
– –
-112
Closed -$1.73K
COMP icon
1759
Compass
COMP
$8.88B
– –
-138
Closed -$1.11K
COMT icon
1760
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.17B
– –
-7,793
Closed -$209K
COOP
1761
DELISTED
Mr. Cooper
COOP
– –
-1,248
Closed -$263K
COPX icon
1762
Global X Copper Miners ETF NEW
COPX
$7.07B
– –
-881
Closed -$52.7K
CORT icon
1763
Corcept Therapeutics
CORT
$10.1B
– –
-1,354
Closed -$113K
CORZ icon
1764
Core Scientific
CORZ
$6.63B
– –
-1,811
Closed -$32.5K
COTY icon
1765
Coty
COTY
$2.45B
– –
-404
Closed -$1.63K
COWS icon
1766
Amplify Cash Flow Dividend Leaders ETF
COWS
$40.8M
– –
-100
Closed -$3.19K
CPB icon
1767
Campbell Soup
CPB
$6.8B
– –
-1,153
Closed -$36.4K
CPK icon
1768
Chesapeake Utilities
CPK
$3.31B
– –
-346
Closed -$46.6K
CPNG icon
1769
Coupang
CPNG
$27.7B
– –
-544
Closed -$17.5K
CPRX
1770
DELISTED
Catalyst Pharmaceutical
CPRX
– –
-38
Closed -$749
CQP icon
1771
Cheniere Energy
CQP
$31B
– –
-27
Closed -$1.45K
CQQQ icon
1772
Invesco China Technology ETF
CQQQ
$3B
– –
-14
Closed -$826
CRAI icon
1773
CRA International
CRAI
$1.16B
– –
-57
Closed -$11.9K
CRAK icon
1774
VanEck Oil Refiners ETF
CRAK
$205M
– –
-37
Closed -$1.36K
CRBG icon
1775
Corebridge Financial
CRBG
$14.6B
– –
-12,023
Closed -$385K
69 70
71
72 73

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.