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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTLS icon
1751
First Trust Long/Short Equity ETF
FTLS
$2.46B
$74.2K ﹤0.01%
1,061
– –
WYNN icon
1752
Wynn Resorts
WYNN
$10.3B
$74.1K ﹤0.01%
578
-51
-8% -$5.89K
ALAB icon
1753
Astera Labs
ALAB
$44.6B
$73.8K ﹤0.01%
377
-133
-26% -$21.9K
RRC icon
1754
Range Resources
RRC
$8.94B
$73.8K ﹤0.01%
1,960
+197
+11% +$7.04K
SBRA icon
1755
Sabra Healthcare REIT
SBRA
$5.61B
$73.6K ﹤0.01%
3,949
-149
-4% -$2.78K
SIRI icon
1756
SiriusXM
SIRI
$10.7B
$73.5K ﹤0.01%
3,160
-266
-8% -$6.15K
ARCC icon
1757
Ares Capital
ARCC
$13.7B
$73.5K ﹤0.01%
3,601
-294
-8% -$6.53K
WWD icon
1758
Woodward
WWD
$24.5B
$73.3K ﹤0.01%
290
+11
+4% +$2.73K
ETG
1759
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.75B
$73K ﹤0.01%
3,455
– –
WSBC icon
1760
WesBanco
WSBC
$4.03B
$72.8K ﹤0.01%
2,279
+401
+21% +$12.8K
NEAR icon
1761
iShares Short Maturity Bond ETF
NEAR
$4.82B
$72.5K ﹤0.01%
1,414
– –
ICLN icon
1762
iShares Global Clean Energy ETF
ICLN
$2.27B
$72.3K ﹤0.01%
4,673
+300
+7% +$4.25K
FGDL icon
1763
Franklin Responsibly Sourced Gold ETF
FGDL
$442M
$72.3K ﹤0.01%
1,400
– –
NOV icon
1764
NOV
NOV
$7.11B
$72.2K ﹤0.01%
5,450
+1,171
+27% +$15.1K
IBD icon
1765
Inspire Corporate Bond ETF
IBD
$482M
$72.2K ﹤0.01%
2,990
– –
EVX icon
1766
VanEck Environmental Services ETF
EVX
$100M
$72K ﹤0.01%
1,850
– –
IAT icon
1767
iShares US Regional Banks ETF
IAT
$682M
$71.9K ﹤0.01%
1,369
+75
+6% +$3.91K
ACHR icon
1768
Archer Aviation
ACHR
$3.68B
$71.9K ﹤0.01%
7,503
+4,674
+165% +$46.3K
PAYC icon
1769
Paycom
PAYC
$7.54B
$71.8K ﹤0.01%
345
+23
+7% +$5.18K
IEV icon
1770
iShares Europe ETF
IEV
$1.64B
$71.7K ﹤0.01%
1,095
– –
SAND
1771
DELISTED
Sandstorm Gold
SAND
$71.5K ﹤0.01%
5,711
– –
TFI icon
1772
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$71.5K ﹤0.01%
1,569
-1,438
-48% -$64.4K
BSMW icon
1773
Invesco BulletShares 2032 Municipal Bond ETF
BSMW
$213M
$71.1K ﹤0.01%
2,847
– –
ILTB icon
1774
iShares Core 10+ Year USD Bond ETF
ILTB
$601M
$71.1K ﹤0.01%
1,408
-13
-0.9% -$643
FINT
1775
Frontier Asset Total International Equity ETF
FINT
$76.1M
$70.8K ﹤0.01%
2,320
+615
+36% +$18.2K
69 70
71
72 73

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.