We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLOU icon
1726
Global X Cloud Computing ETF
CLOU
$231M
– –
-76,840
Closed -$1.79M
CLPR
1727
Clipper Realty
CLPR
$46.5M
– –
-243
Closed -$923
CLX icon
1728
Clorox
CLX
$12.1B
– –
-1,169
Closed -$144K
CM icon
1729
Canadian Imperial Bank of Commerce
CM
$109B
– –
-557
Closed -$44.5K
CMA
1730
DELISTED
Comerica
CMA
– –
-127
Closed -$8.7K
CMC icon
1731
Commercial Metals
CMC
$7.8B
– –
-258
Closed -$14.8K
CMDT icon
1732
PIMCO Commodity Strategy Active Exchange-Traded Fund
CMDT
$790M
– –
-45
Closed -$1.23K
CMP icon
1733
Compass Minerals
CMP
$1.25B
– –
-11,299
Closed -$217K
CMPR icon
1734
Cimpress
CMPR
$2.43B
– –
-79
Closed -$4.98K
CMPS
1735
Compass Pathways
CMPS
$1.46B
– –
-388
Closed -$2.22K
CMS icon
1736
CMS Energy
CMS
$23B
– –
-2,490
Closed -$182K
CNA icon
1737
CNA Financial
CNA
$15B
– –
-8
Closed -$372
CNC icon
1738
Centene
CNC
$31.6B
– –
-3,169
Closed -$113K
CNI icon
1739
Canadian National Railway
CNI
$78.3B
– –
-483
Closed -$45.5K
CNK icon
1740
Cinemark Holdings
CNK
$4.09B
– –
-27
Closed -$757
CNM icon
1741
Core & Main
CNM
$8.23B
– –
-355
Closed -$19.1K
CNMD icon
1742
CONMED
CNMD
$1.33B
– –
-593
Closed -$27.9K
CNNE icon
1743
Cannae Holdings
CNNE
$665M
– –
-104
Closed -$1.9K
CNOB icon
1744
Center Bancorp
CNOB
$1.66B
– –
-674
Closed -$16.7K
CNP icon
1745
CenterPoint Energy
CNP
$29B
– –
-3,386
Closed -$131K
CNS icon
1746
Cohen & Steers
CNS
$4.24B
– –
-393
Closed -$25.8K
CNTA
1747
DELISTED
Centessa Pharmaceuticals
CNTA
– –
-17
Closed -$412
CNX icon
1748
CNX Resources
CNX
$4.84B
– –
-807
Closed -$25.9K
CNXC icon
1749
Concentrix
CNXC
$1.55B
– –
-626
Closed -$28.9K
COCO icon
1750
Vita Coco
COCO
$3.97B
– –
-348
Closed -$14.8K
68 69
70
71 72

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.