We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHCO icon
1701
City Holding Co
CHCO
$2.04B
– –
-51
Closed -$6.32K
CHD icon
1702
Church & Dwight Co
CHD
$23.7B
– –
-1,272
Closed -$111K
CHE icon
1703
Chemed
CHE
$6.87B
– –
-76
Closed -$34K
CHH icon
1704
Choice Hotels
CHH
$5.22B
– –
-299
Closed -$32K
CHI
1705
Calamos Convertible Opportunities and Income Fund
CHI
$994M
– –
-1,012
Closed -$10.9K
CHPT icon
1706
ChargePoint
CHPT
$138M
– –
-450
Closed -$4.91K
CHRD icon
1707
Chord Energy
CHRD
$7.25B
– –
-1,856
Closed -$184K
CHRW icon
1708
C.H. Robinson
CHRW
$20B
– –
-456
Closed -$60.4K
CHT icon
1709
Chunghwa Telecom
CHT
$33.5B
– –
-30
Closed -$1.31K
CHTR icon
1710
Charter Communications
CHTR
$16.7B
– –
-773
Closed -$213K
CHWY icon
1711
Chewy
CHWY
$9.38B
– –
-272
Closed -$11K
CHY
1712
Calamos Convertible and High Income Fund
CHY
$1B
– –
-2,714
Closed -$30.5K
CIB icon
1713
Grupo Cibest SA
CIB
$21.1B
– –
-117
Closed -$6.08K
CIFR icon
1714
Cipher Digital
CIFR
$8.35B
– –
-100
Closed -$1.26K
CIG icon
1715
CEMIG Preferred Shares
CIG
$6.21B
– –
-1,000
Closed -$2.11K
CIGI icon
1716
Colliers International
CIGI
$5.31B
– –
-19
Closed -$2.97K
CIVI
1717
DELISTED
Civitas Resources
CIVI
– –
-107
Closed -$3.48K
CLB icon
1718
Core Laboratories
CLB
$493M
– –
-41
Closed -$507
CLF icon
1719
Cleveland-Cliffs
CLF
$6.84B
– –
-3,144
Closed -$38.4K
CLH icon
1720
Clean Harbors
CLH
$16B
– –
-67
Closed -$15.6K
CLLS
1721
Cellectis
CLLS
$286M
– –
-179
Closed -$510
CLM icon
1722
Cornerstone Strategic Value Fund
CLM
$2.2B
– –
-700
Closed -$5.8K
CLMT icon
1723
Calumet Specialty Products
CLMT
$3.61B
– –
-75
Closed -$1.37K
CLNN icon
1724
Clene
CLNN
$63.8M
– –
-15
Closed -$90
CLOI icon
1725
VanEck CLO ETF
CLOI
$1.49B
– –
-47
Closed -$2.5K
67 68
69
70 71

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.