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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCS icon
1676
Century Communities
CCS
$2.05B
– –
-16
Closed -$1.01K
CCU icon
1677
Compañía de Cervecerías Unidas
CCU
$2.2B
– –
-58
Closed -$703
CDEI icon
1678
Calvert US Large-Cap Diversity, Equity and Inclusion Index ETF
CDEI
$18.2M
– –
-815
Closed -$64.6K
CDLR icon
1679
Cadeler
CDLR
$2.08B
– –
-24
Closed -$496
CDNA icon
1680
CareDx
CDNA
$1.85B
– –
-24
Closed -$349
CDP icon
1681
COPT Defense Properties
CDP
$4.34B
– –
-109
Closed -$3.17K
CDTX
1682
DELISTED
Cidara Therapeutics
CDTX
– –
-12
Closed -$1.15K
CDW icon
1683
CDW
CDW
$18.4B
– –
-898
Closed -$143K
CE icon
1684
Celanese
CE
$4.77B
– –
-2,060
Closed -$86.7K
CEF icon
1685
Sprott Physical Gold and Silver Trust
CEF
$7.35B
– –
-920
Closed -$33.8K
CELH icon
1686
Celsius Holdings
CELH
$7.53B
– –
-1,191
Closed -$68.4K
CENT icon
1687
Central Garden & Pet Co
CENT
$2.78B
– –
-53
Closed -$1.73K
CENTA icon
1688
Central Garden & Pet Co Class A
CENTA
$2.44B
– –
-16
Closed -$472
CENX icon
1689
Century Aluminum
CENX
$4.35B
– –
-200
Closed -$5.87K
CERS icon
1690
Cerus
CERS
$585M
– –
-500
Closed -$795
CF icon
1691
CF Industries
CF
$18.9B
– –
-1,591
Closed -$143K
CFLT
1692
DELISTED
Confluent
CFLT
– –
-130
Closed -$2.57K
CG icon
1693
Carlyle Group
CG
$16.7B
– –
-1,758
Closed -$110K
CFR icon
1694
Cullen/Frost Bankers
CFR
$10.5B
– –
-354
Closed -$44.9K
CGBL icon
1695
Capital Group Core Balanced ETF
CGBL
$7.15B
– –
-1,626
Closed -$56.5K
CGC
1696
Canopy Growth
CGC
$377M
– –
-30
Closed -$44
CGCB icon
1697
Capital Group Core Bond ETF
CGCB
$5.73B
– –
-1,139
Closed -$30.3K
CGIE icon
1698
Capital Group International Equity ETF
CGIE
$2.31B
– –
-1,965
Closed -$66.3K
CGNX icon
1699
Cognex
CGNX
$10B
– –
-1,144
Closed -$51.8K
CHAT icon
1700
Roundhill Generative AI & Technology ETF
CHAT
$1.66B
– –
-300
Closed -$18.4K
66 67
68
69 70

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.