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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CABO icon
1651
Cable One
CABO
$249M
– –
-3
Closed -$531
CADE
1652
DELISTED
Cadence Bank
CADE
– –
-73
Closed -$2.74K
CAE icon
1653
CAE Inc. Common Shares
CAE
$8.48B
– –
-283
Closed -$8.39K
CAG icon
1654
Conagra Brands
CAG
$7.38B
– –
-6,186
Closed -$113K
CAKE icon
1655
Cheesecake Factory
CAKE
$4.42B
– –
-599
Closed -$32.7K
CAL icon
1656
Caleres
CAL
$447M
– –
-86
Closed -$1.12K
CALM icon
1657
Cal-Maine
CALM
$4.42B
– –
-66
Closed -$6.21K
CALX icon
1658
Calix
CALX
$2.34B
– –
-150
Closed -$9.21K
CANC icon
1659
Tema Oncology ETF
CANC
$196M
– –
-50
Closed -$1.44K
CAR icon
1660
Avis
CAR
$5.88B
– –
-9
Closed -$1.45K
CARG icon
1661
CarGurus
CARG
$3.28B
– –
-1,453
Closed -$54.1K
CART icon
1662
Maplebear
CART
$10.7B
– –
-13,476
Closed -$495K
CASH icon
1663
Pathward Financial
CASH
$1.87B
– –
-261
Closed -$19.3K
CASS icon
1664
Cass Information Systems
CASS
$715M
– –
-64
Closed -$2.52K
CATH icon
1665
Global X S&P 500 Catholic Values ETF
CATH
$1.27B
– –
-943
Closed -$76.4K
CAVA icon
1666
CAVA Group
CAVA
$7.57B
– –
-730
Closed -$44.1K
CBRL icon
1667
Cracker Barrel
CBRL
$1.2B
– –
-8
Closed -$352
CBT icon
1668
Cabot Corp
CBT
$4.7B
– –
-1,115
Closed -$84.8K
CBU icon
1669
Community Bank
CBU
$3.41B
– –
-2,510
Closed -$147K
CBZ icon
1670
CBIZ
CBZ
$2.51B
– –
-142
Closed -$7.52K
CC icon
1671
Chemours
CC
$2.57B
– –
-159
Closed -$2.52K
CCB icon
1672
Coastal Financial
CCB
$1.11B
– –
-2
Closed -$216
CCJ icon
1673
Cameco
CCJ
$37.9B
– –
-1,681
Closed -$141K
CCK icon
1674
Crown Holdings
CCK
$13.2B
– –
-721
Closed -$69.6K
CCOI icon
1675
Cogent Communications
CCOI
$649M
– –
-968
Closed -$37.1K
65 66
67
68 69

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.