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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSMS icon
1626
Invesco BulletShares 2028 Municipal Bond ETF
BSMS
$311M
– –
-2,973
Closed -$69.6K
BSMT icon
1627
Invesco BulletShares 2029 Municipal Bond ETF
BSMT
$281M
– –
-2,909
Closed -$67.2K
BSMU icon
1628
Invesco BulletShares 2030 Municipal Bond ETF
BSMU
$275M
– –
-3,065
Closed -$67.2K
BSMV icon
1629
Invesco BulletShares 2031 Municipal Bond ETF
BSMV
$187M
– –
-3,209
Closed -$67.4K
BSMW icon
1630
Invesco BulletShares 2032 Municipal Bond ETF
BSMW
$213M
– –
-2,847
Closed -$71.1K
BST icon
1631
BlackRock Science and Technology Trust
BST
$1.55B
– –
-1,175
Closed -$48.6K
BSTZ icon
1632
BlackRock Science and Technology Term Trust
BSTZ
$1.88B
– –
-550
Closed -$12.2K
BSY icon
1633
Bentley Systems
BSY
$10.9B
– –
-2,066
Closed -$106K
BTAL icon
1634
AGF US Market Neutral Anti-Beta Fund
BTAL
$307M
– –
-24,576
Closed -$391K
BTU icon
1635
Peabody Energy
BTU
$2.83B
– –
-37
Closed -$981
BUD icon
1636
AB InBev
BUD
$161B
– –
-2,016
Closed -$120K
BUFG icon
1637
FT Vest Buffered Allocation Growth ETF
BUFG
$325M
– –
-215
Closed -$5.79K
BUG icon
1638
Global X Cybersecurity ETF
BUG
$1.26B
– –
-3,224
Closed -$113K
BURL icon
1639
Burlington
BURL
$23.3B
– –
-188
Closed -$47.8K
BUYW icon
1640
Main BuyWrite ETF
BUYW
$1.28B
– –
-106
Closed -$1.51K
BUZZ icon
1641
VanEck Social Sentiment ETF
BUZZ
$89.1M
– –
-125
Closed -$4.5K
BWA icon
1642
BorgWarner
BWA
$13B
– –
-2,571
Closed -$113K
BWAY
1643
Brainsway
BWAY
$622M
– –
-30
Closed -$226
BWXT icon
1644
BWX Technologies
BWXT
$15.5B
– –
-130
Closed -$24K
BWZ icon
1645
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$264M
– –
-185
Closed -$5.15K
BXMT icon
1646
Blackstone Mortgage Trust
BXMT
$2.81B
– –
-1,275
Closed -$23.5K
BXP icon
1647
Boston Properties
BXP
$11.2B
– –
-1,569
Closed -$117K
BYD icon
1648
Boyd Gaming
BYD
$6.78B
– –
-8,725
Closed -$754K
BYLD icon
1649
iShares Yield Optimized Bond ETF
BYLD
$449M
– –
-6,982
Closed -$160K
BZ icon
1650
Kanzhun
BZ
$7.07B
– –
-78
Closed -$1.82K
64 65
66
67 68

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.