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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNX icon
1626
TD Synnex
SNX
$19.5B
$93.3K ﹤0.01%
570
+315
+124% +$46.4K
MFG icon
1627
Mizuho Financial
MFG
$124B
$92.9K ﹤0.01%
13,867
+4,112
+42% +$25.6K
USO icon
1628
United States Oil Fund
USO
$2B
$92.8K ﹤0.01%
1,258
+2
+0.2% +$150
DMXF icon
1629
iShares ESG Advanced MSCI EAFE ETF
DMXF
$979M
$92.7K ﹤0.01%
1,224
– –
ACM icon
1630
Aecom
ACM
$9.54B
$92.6K ﹤0.01%
710
+287
+68% +$34.7K
BJAN icon
1631
Innovator US Equity Buffer ETF January
BJAN
$344M
$92.6K ﹤0.01%
1,747
-120
-6% -$6.19K
TXT icon
1632
Textron
TXT
$15.6B
$92.3K ﹤0.01%
1,093
+86
+9% +$7K
FDS icon
1633
Factset
FDS
$10.1B
$92.3K ﹤0.01%
322
+31
+11% +$11.8K
QDPL icon
1634
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.69B
$91.9K ﹤0.01%
+2,193
New +$89.2K
OSK icon
1635
Oshkosh
OSK
$9.48B
$91.7K ﹤0.01%
707
-277
-28% -$36.8K
GAPR icon
1636
FT Vest US Equity Moderate Buffer ETF April
GAPR
$290M
$91.6K ﹤0.01%
2,335
-600
-20% -$23.3K
BDYN
1637
iShares Dynamic Equity Active ETF
BDYN
$2.97B
$91.1K ﹤0.01%
+3,600
New +$90.9K
EPRT icon
1638
Essential Properties Realty Trust
EPRT
$6.89B
$90.9K ﹤0.01%
3,054
+60
+2% +$1.84K
DGII icon
1639
Digi International
DGII
$2.53B
$90.4K ﹤0.01%
2,479
+476
+24% +$16.4K
R icon
1640
Ryder
R
$10.1B
$90.2K ﹤0.01%
478
+24
+5% +$4.33K
WTW icon
1641
Willis Towers Watson
WTW
$29.8B
$90.1K ﹤0.01%
261
+24
+10% +$7.77K
JPIE icon
1642
JPMorgan Income ETF
JPIE
$10.1B
$89.5K ﹤0.01%
1,928
+492
+34% +$22.8K
BCE icon
1643
BCE
BCE
$20.3B
$89.4K ﹤0.01%
3,822
+304
+9% +$7.32K
LAZ icon
1644
Lazard
LAZ
$4.27B
$88.8K ﹤0.01%
1,682
+151
+10% +$8.14K
ITGR icon
1645
Integer Holdings
ITGR
$3.4B
$88.8K ﹤0.01%
859
-12
-1% -$1.3K
TRMK icon
1646
Trustmark
TRMK
$2.75B
$88.4K ﹤0.01%
2,233
+659
+42% +$25.7K
LFUS icon
1647
Littelfuse
LFUS
$9.71B
$88.3K ﹤0.01%
341
+70
+26% +$17.5K
MP icon
1648
MP Materials
MP
$7.27B
$88.3K ﹤0.01%
1,316
+805
+158% +$50.6K
PTC icon
1649
PTC
PTC
$14.8B
$88.1K ﹤0.01%
434
-34
-7% -$6.93K
DRLL icon
1650
Strive US Energy ETF
DRLL
$285M
$88.1K ﹤0.01%
3,063
+242
+9% +$6.83K
64 65
66
67 68

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.