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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMO icon
1601
Bank of Montreal
BMO
$127B
– –
-616
Closed -$80.2K
BMRN icon
1602
BioMarin Pharmaceuticals
BMRN
$12B
– –
-1,599
Closed -$86.6K
BNDD icon
1603
Quadratic Deflation ETF
BNDD
$25M
– –
-40
Closed -$4K
BNDW icon
1604
Vanguard Total World Bond ETF
BNDW
$1.89B
– –
-358
Closed -$24.9K
BNL icon
1605
Broadstone Net Lease
BNL
$4.3B
– –
-547
Closed -$9.78K
BNTX icon
1606
BioNTech
BNTX
$23.4B
– –
-97
Closed -$9.57K
BOH icon
1607
Bank of Hawaii
BOH
$3.17B
– –
-79
Closed -$5.19K
BOKF icon
1608
BOK Financial
BOKF
$8.65B
– –
-7
Closed -$780
BOX icon
1609
Box
BOX
$4.36B
– –
-263
Closed -$8.49K
BOXX icon
1610
Alpha Architect 1-3 Month Box ETF
BOXX
$13.1B
– –
-300
Closed -$34.2K
BRAG
1611
Bragg Gaming Group
BRAG
$42.7M
– –
-100
Closed -$304
BRC icon
1612
Brady Corp
BRC
$4.6B
– –
-815
Closed -$63.6K
BRCC icon
1613
BRC Inc
BRCC
$118M
– –
-283
Closed -$441
BRKR icon
1614
Bruker
BRKR
$9.58B
– –
-2,059
Closed -$66.9K
BROS icon
1615
Dutch Bros
BROS
$8.87B
– –
-579
Closed -$30.3K
BRSP
1616
BrightSpire Capital
BRSP
$683M
– –
-1,840
Closed -$9.99K
BSCP
1617
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
– –
-15,751
Closed -$326K
BSJP
1618
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
– –
-2,099
Closed -$48.4K
BSJQ icon
1619
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$899M
– –
-10,103
Closed -$236K
BSJR icon
1620
Invesco BulletShares 2027 High Yield Corporate Bond ETF
BSJR
$856M
– –
-1,118
Closed -$25.4K
BSJS icon
1621
Invesco BulletShares 2028 High Yield Corporate Bond ETF
BSJS
$715M
– –
-2,926
Closed -$64.6K
BSJT icon
1622
Invesco BulletShares 2029 High Yield Corporate Bond ETF
BSJT
$560M
– –
-1,127
Closed -$24.3K
BSMP
1623
DELISTED
Invesco BulletShares 2025 Municipal Bond ETF
BSMP
– –
-2,801
Closed -$68.7K
BSMQ icon
1624
Invesco BulletShares 2026 Municipal Bond ETF
BSMQ
$271M
– –
-2,926
Closed -$69.1K
BSMR icon
1625
Invesco BulletShares 2027 Municipal Bond ETF
BSMR
$344M
– –
-2,929
Closed -$69.3K
63 64
65
66 67

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.