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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PINS icon
1601
Pinterest
PINS
$13.6B
$98.9K ﹤0.01%
3,073
+1,019
+50% +$37K
EMHC icon
1602
State Street SPDR Bloomberg Emerging Markets USD Bond ETF
EMHC
$283M
$98.9K ﹤0.01%
3,924
-152
-4% -$3.78K
IBHE
1603
DELISTED
iShares iBonds 2025 Term High Yield and Income ETF
IBHE
$98.8K ﹤0.01%
4,253
-2,328
-35% -$54K
DXPE icon
1604
DXP Enterprises
DXPE
$2.48B
$98.7K ﹤0.01%
829
+264
+47% +$29.5K
UBSI icon
1605
United Bankshares
UBSI
$6.65B
$98.3K ﹤0.01%
2,641
+204
+8% +$7.61K
JRI icon
1606
Nuveen Real Asset Income & Growth Fund
JRI
$356M
$98.1K ﹤0.01%
6,888
+66
+1% +$892
SOUN icon
1607
SoundHound AI
SOUN
$2.8B
$98.1K ﹤0.01%
6,102
+2,039
+50% +$27.1K
MIDD icon
1608
Middleby
MIDD
$6.22B
$97.7K ﹤0.01%
735
+208
+39% +$28.9K
INCE
1609
Franklin Income Equity Focus ETF
INCE
$134M
$97.3K ﹤0.01%
1,641
+35
+2% +$2.06K
OAIM icon
1610
OneAscent International Equity ETF
OAIM
$356M
$96.6K ﹤0.01%
+2,403
New +$93.9K
FIDI icon
1611
Fidelity International High Dividend ETF
FIDI
$359M
$96.1K ﹤0.01%
3,926
+196
+5% +$4.71K
JHMD icon
1612
John Hancock Multifactor Developed International ETF
JHMD
$950M
$96K ﹤0.01%
2,400
– –
MTZ icon
1613
MasTec
MTZ
$25B
$95.8K ﹤0.01%
450
+109
+32% +$20K
MTD icon
1614
Mettler-Toledo International
MTD
$27.9B
$95.8K ﹤0.01%
78
-1
-1% -$1.25K
XLB icon
1615
State Street Materials Select Sector SPDR ETF
XLB
$8.85B
$95.3K ﹤0.01%
2,128
+192
+10% +$8.68K
FDLS icon
1616
Inspire Fidelis Multi Factor ETF
FDLS
$227M
$95.2K ﹤0.01%
2,727
+466
+21% +$15.5K
WU icon
1617
Western Union
WU
$2.6B
$95.2K ﹤0.01%
11,917
+11,774
+8,234% +$98.4K
GRPM icon
1618
Invesco S&P MidCap 400 GARP ETF
GRPM
$491M
$95.2K ﹤0.01%
789
– –
JHMM icon
1619
John Hancock Multifactor Mid Cap ETF
JHMM
$5.95B
$95K ﹤0.01%
1,468
+168
+13% +$10.6K
FSLR icon
1620
First Solar
FSLR
$21.6B
$94.8K ﹤0.01%
430
+56
+15% +$10.7K
SJM icon
1621
J.M. Smucker
SJM
$13.2B
$94.7K ﹤0.01%
872
-145
-14% -$15.7K
WING icon
1622
Wingstop
WING
$3.71B
$94.6K ﹤0.01%
376
+88
+31% +$27.3K
QUS icon
1623
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.54B
$94.2K ﹤0.01%
550
– –
RGTI icon
1624
Rigetti Computing
RGTI
$4.92B
$93.6K ﹤0.01%
3,143
+1,008
+47% +$17.7K
DTM icon
1625
DT Midstream
DTM
$14.1B
$93.5K ﹤0.01%
827
+407
+97% +$42.5K
63 64
65
66 67

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.