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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHF icon
1576
Brighthouse Financial
BHF
$3.66B
– –
-334
Closed -$17.7K
BHM icon
1577
Bluerock Homes Trust
BHM
$34.1M
– –
-12
Closed -$144
BHVN icon
1578
Biohaven
BHVN
$2.07B
– –
-101
Closed -$1.52K
BIIB icon
1579
Biogen
BIIB
$30.4B
– –
-711
Closed -$99.6K
BILI icon
1580
Bilibili
BILI
$7.56B
– –
-8
Closed -$225
BILS icon
1581
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.89B
– –
-160
Closed -$15.9K
BIP icon
1582
Brookfield Infrastructure Partners
BIP
$19.3B
– –
-1,355
Closed -$44.6K
BIRK icon
1583
Birkenstock
BIRK
$7.7B
– –
-1,530
Closed -$69.2K
BIT icon
1584
BlackRock Multi-Sector Income Trust
BIT
$696M
– –
-9,215
Closed -$123K
BJAN icon
1585
Innovator US Equity Buffer ETF January
BJAN
$343M
– –
-1,747
Closed -$92.6K
BKAG icon
1586
BNY Mellon Core Bond ETF
BKAG
$2.17B
– –
-2,326
Closed -$99.1K
BKE icon
1587
Buckle
BKE
$2.35B
– –
-840
Closed -$49.3K
BKEM icon
1588
BNY Mellon Emerging Markets Equity ETF
BKEM
$82M
– –
-4,371
Closed -$107K
BKH icon
1589
Black Hills Corp
BKH
$5.69B
– –
-2,050
Closed -$126K
BKHY icon
1590
BNY Mellon High Yield Beta ETF
BKHY
$158M
– –
-944
Closed -$46K
BKU icon
1591
Bankunited
BKU
$3.41B
– –
-267
Closed -$10.2K
BKUI icon
1592
BNY Mellon Ultra Short Income ETF
BKUI
$574M
– –
-580
Closed -$29K
BL icon
1593
BlackLine
BL
$1.87B
– –
-55
Closed -$2.92K
BLBD icon
1594
Blue Bird Corp
BLBD
$2.34B
– –
-537
Closed -$30.9K
BLD
1595
DELISTED
TopBuild
BLD
– –
-223
Closed -$87.2K
BLKB icon
1596
Blackbaud
BLKB
$1.65B
– –
-193
Closed -$12.4K
BLV icon
1597
Vanguard Long-Term Bond ETF
BLV
$5.81B
– –
-1,752
Closed -$124K
BMAR icon
1598
Innovator US Equity Buffer ETF March
BMAR
$249M
– –
-2,341
Closed -$121K
BME icon
1599
BlackRock Health Sciences Trust
BME
$567M
– –
-447
Closed -$16.6K
BMED icon
1600
BlackRock Future Health ETF
BMED
$11.3M
– –
-127
Closed -$3.4K
62 63
64
65 66

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.