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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCD icon
1551
abrdn Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
BCD
$398M
– –
-324
Closed -$11.1K
BCE icon
1552
BCE
BCE
$20.3B
– –
-3,822
Closed -$89.4K
BCI icon
1553
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.92B
– –
-9,022
Closed -$194K
BCO icon
1554
Brink's
BCO
$4.87B
– –
-1,220
Closed -$143K
BCX icon
1555
BlackRock Resources & Commodities Strategy Trust
BCX
$891M
– –
-170
Closed -$1.73K
BCYC
1556
Bicycle Therapeutics
BCYC
$275M
– –
-18
Closed -$139
BDC icon
1557
Belden
BDC
$4.09B
– –
-957
Closed -$115K
BE icon
1558
Bloom Energy
BE
$47.5B
– –
-214
Closed -$18.1K
BEAM icon
1559
Beam Therapeutics
BEAM
$2.7B
– –
-165
Closed -$4K
BEEM icon
1560
Beam Global
BEEM
$23.1M
– –
-165
Closed -$475
BEKE icon
1561
KE Holdings
BEKE
$17.7B
– –
-529
Closed -$10.1K
BELFB
1562
Bel Fuse Inc Class B
BELFB
$3.57B
– –
-173
Closed -$24.4K
BEN icon
1563
Franklin Resources
BEN
$17.3B
– –
-3,322
Closed -$76.8K
BEP icon
1564
Brookfield Renewable
BEP
$9.7B
– –
-339
Closed -$8.74K
BETZ icon
1565
Roundhill Sports Betting & iGaming ETF
BETZ
$51.1M
– –
-88
Closed -$2.1K
BFAM icon
1566
Bright Horizons
BFAM
$4.24B
– –
-457
Closed -$49.6K
BF.B icon
1567
Brown-Forman Class B
BF.B
$13.3B
– –
-832
Closed -$22.5K
BF.A icon
1568
Brown-Forman Class A
BF.A
$13.4B
– –
-17
Closed -$457
BFH icon
1569
Bread Financial
BFH
$4.36B
– –
-97
Closed -$5.41K
BFIN
1570
DELISTED
BankFinancial
BFIN
– –
-13,750
Closed -$165K
BFLY icon
1571
Butterfly Network
BFLY
$1.88B
– –
-652
Closed -$1.26K
BFS
1572
Saul Centers
BFS
$870M
– –
-75
Closed -$2.39K
BG icon
1573
Bunge Global
BG
$22.8B
– –
-179
Closed -$14.6K
BGS icon
1574
B&G Foods
BGS
$297M
– –
-667
Closed -$2.96K
BHE icon
1575
Benchmark Electronics
BHE
$2.76B
– –
-94
Closed -$3.62K
61 62
63
64 65

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.