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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATR icon
1501
AptarGroup
ATR
$8.8B
– –
-347
Closed -$46.4K
ATRC icon
1502
AtriCure
ATRC
$2.01B
– –
-5
Closed -$176
ATRO icon
1503
Astronics
ATRO
$3.37B
– –
-175
Closed -$6.66K
ATXS
1504
DELISTED
Astria Therapeutics
ATXS
– –
-300
Closed -$2.18K
AU icon
1505
AngloGold Ashanti
AU
$39.9B
– –
-260
Closed -$18.3K
AUB icon
1506
Atlantic Union Bankshares
AUB
$6.11B
– –
-779
Closed -$27.5K
AUDC icon
1507
AudioCodes
AUDC
$249M
– –
-59
Closed -$562
AUR icon
1508
Aurora
AUR
$12.2B
– –
-660
Closed -$3.56K
AUTL
1509
Autolus Therapeutics
AUTL
$386M
– –
-37
Closed -$60
AVAV icon
1510
AeroVironment
AVAV
$7.91B
– –
-100
Closed -$31.5K
AVB icon
1511
AvalonBay Communities
AVB
$27.2B
– –
-768
Closed -$148K
AVDX
1512
DELISTED
AvidXchange
AVDX
– –
-57
Closed -$567
AVES icon
1513
Avantis Emerging Markets Value ETF
AVES
$1.41B
– –
-1,171
Closed -$67.2K
AVIV icon
1514
Avantis International Large Cap Value ETF
AVIV
$1.97B
– –
-1,035
Closed -$69.8K
AVNS icon
1515
Avanos Medical
AVNS
– –
-5
Closed -$58
AVNT icon
1516
Avient
AVNT
$3.41B
– –
-499
Closed -$16.4K
AVNW icon
1517
Aviat Networks
AVNW
$264M
– –
-9
Closed -$206
AVPT icon
1518
AvePoint
AVPT
$2.74B
– –
-117
Closed -$1.76K
AVT icon
1519
Avnet
AVT
$7.07B
– –
-1,546
Closed -$80.8K
JBIO
1520
Jade Biosciences
JBIO
$1.2B
– –
-5
Closed -$43
AVTR icon
1521
Avantor
AVTR
$8.48B
– –
-1,927
Closed -$24K
AVUS icon
1522
Avantis US Equity ETF
AVUS
$13.9B
– –
-1,062
Closed -$115K
AVY icon
1523
Avery Dennison
AVY
$12.9B
– –
-476
Closed -$77.2K
AWP
1524
abrdn Global Premier Properties Fund
AWP
$379M
– –
-1,110
Closed -$13.2K
AWR icon
1525
American States Water
AWR
$3.45B
– –
-49
Closed -$3.59K
59 60
61
62 63

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.