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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSM icon
1501
MSC Industrial Direct
MSM
$7.07B
$122K ﹤0.01%
1,327
+204
+18% +$18.2K
GNL icon
1502
Global Net Lease
GNL
$1.87B
$122K ﹤0.01%
15,014
+5,323
+55% +$40.6K
CWK icon
1503
Cushman & Wakefield Ltd
CWK
$3.07B
$122K ﹤0.01%
7,659
+7,633
+29,358% +$108K
CPNS
1504
Calamos Nasdaq-100 Structured Alt Protection ETF - September
CPNS
$22.5M
$122K ﹤0.01%
+4,517
New +$120K
CPST
1505
Calamos S&P 500 Structured Alt Protection ETF - September
CPST
$33.5M
$122K ﹤0.01%
+4,553
New +$120K
U icon
1506
Unity
U
$13.3B
$122K ﹤0.01%
3,035
+769
+34% +$28.5K
NXT icon
1507
Nextpower Inc
NXT
$15.7B
$121K ﹤0.01%
1,642
+296
+22% +$19.1K
WY icon
1508
Weyerhaeuser
WY
$17.2B
$121K ﹤0.01%
4,884
-11,544
-70% -$295K
FNDC icon
1509
Schwab Fundamental International Small Company Index ETF
FNDC
$3.02B
$121K ﹤0.01%
2,720
+189
+7% +$8.21K
IBHH icon
1510
iShares iBonds 2028 Term High Yield and Income ETF
IBHH
$452M
$121K ﹤0.01%
5,074
+95
+2% +$2.25K
FTSD icon
1511
Franklin Short Duration US Government ETF
FTSD
$300M
$121K ﹤0.01%
1,328
+460
+53% +$41.8K
BMAR icon
1512
Innovator US Equity Buffer ETF March
BMAR
$249M
$121K ﹤0.01%
2,341
+338
+17% +$17K
SNN icon
1513
Smith & Nephew
SNN
$13.1B
$120K ﹤0.01%
3,320
+252
+8% +$8.7K
CROX icon
1514
Crocs
CROX
$6.69B
$120K ﹤0.01%
1,441
-91
-6% -$8.31K
BUD icon
1515
AB InBev
BUD
$156B
$120K ﹤0.01%
2,016
-748
-27% -$47.1K
WWJD icon
1516
Inspire International ETF
WWJD
$546M
$120K ﹤0.01%
3,406
+405
+13% +$14.1K
SPHD icon
1517
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$120K ﹤0.01%
2,428
-155
-6% -$7.56K
ALC icon
1518
Alcon
ALC
$32.8B
$119K ﹤0.01%
1,602
+807
+102% +$67.3K
VUSB icon
1519
Vanguard Ultra-Short Bond ETF
VUSB
$8.93B
$119K ﹤0.01%
2,374
– –
FAPR icon
1520
FT Vest US Equity Buffer ETF April
FAPR
$1.26B
$118K ﹤0.01%
2,721
– –
NDSN icon
1521
Nordson
NDSN
$16.6B
$118K ﹤0.01%
519
-8
-2% -$1.76K
MTB icon
1522
M&T Bank
MTB
$36B
$117K ﹤0.01%
591
+29
+5% +$5.69K
MSTY icon
1523
YieldMax MSTR Option Income Strategy ETF
MSTY
$753M
$117K ﹤0.01%
1,672
+372
+29% +$33.8K
BXP icon
1524
Boston Properties
BXP
$11B
$117K ﹤0.01%
1,569
-8,715
-85% -$615K
STAG icon
1525
STAG Industrial
STAG
$7.77B
$116K ﹤0.01%
3,291
+99
+3% +$3.53K
59 60
61
62 63

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.