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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARVN icon
1476
Arvinas
ARVN
$529M
– –
-16
Closed -$136
ARWR icon
1477
Arrowhead Research
ARWR
$12.1B
– –
-52
Closed -$1.79K
ARW icon
1478
Arrow Electronics
ARW
$10.8B
– –
-694
Closed -$84K
ASAN icon
1479
Asana
ASAN
$1.89B
– –
-7,718
Closed -$103K
ASB icon
1480
Associated Banc-Corp
ASB
$5.86B
– –
-1,008
Closed -$25.9K
ASC icon
1481
Ardmore Shipping
ASC
$669M
– –
-215
Closed -$2.55K
ASEA icon
1482
Global X FTSE Southeast Asia ETF
ASEA
$98.6M
– –
-6,772
Closed -$116K
ASGI
1483
abrdn Global Infrastructure Income Fund
ASGI
$744M
– –
-312
Closed -$6.59K
EFOR
1484
Everforth Inc
EFOR
$953M
– –
-23
Closed -$1.09K
ASH icon
1485
Ashland
ASH
$3.11B
– –
-423
Closed -$20.3K
ASIX icon
1486
AdvanSix
ASIX
$551M
– –
-1
Closed -$19
ASND icon
1487
Ascendis Pharma A/S
ASND
$16.7B
– –
-87
Closed -$17.3K
ASO icon
1488
Academy Sports + Outdoors
ASO
$3.13B
– –
-1,086
Closed -$54.3K
ASTS icon
1489
AST SpaceMobile
ASTS
$16.9B
– –
-105
Closed -$5.15K
ASX icon
1490
ASE Group
ASX
$74.4B
– –
-1,255
Closed -$13.9K
ASYS icon
1491
Amtech Systems
ASYS
$257M
– –
-200
Closed -$1.85K
ATAI icon
1492
AtaiBeckley Inc
ATAI
$2.66B
– –
-229
Closed -$1.21K
ATAT icon
1493
Atour Lifestyle Holdings
ATAT
$4.77B
– –
-39
Closed -$1.47K
ATEX icon
1494
Anterix
ATEX
$1.78B
– –
-29
Closed -$623
CVSA
1495
Covista Inc
CVSA
$4.3B
– –
-20
Closed -$3.09K
ATI icon
1496
ATI
ATI
$25.5B
– –
-217
Closed -$17.7K
ATKR icon
1497
Atkore
ATKR
$2.62B
– –
-394
Closed -$24.7K
ATLX icon
1498
Atlas Lithium Corp
ATLX
$79.3M
– –
-100
Closed -$476
ATMU icon
1499
Atmus Filtration Technologies
ATMU
$4.45B
– –
-369
Closed -$16.6K
ATNI icon
1500
ATN International
ATNI
$370M
– –
-40
Closed -$599
58 59
60
61 62

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.