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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMC icon
1426
AMC Entertainment Holdings
AMC
$2.38B
– –
-157
Closed -$455
AMCX icon
1427
AMC Global Media
AMCX
$451M
– –
-1,531
Closed -$12.6K
AMCR icon
1428
Amcor
AMCR
$21.6B
– –
-1,063
Closed -$43.5K
AMH icon
1429
American Homes 4 Rent
AMH
$12.2B
– –
-1,720
Closed -$57.2K
AMG icon
1430
Affiliated Managers Group
AMG
$9.78B
– –
-315
Closed -$75K
AMKR icon
1431
Amkor Technology
AMKR
$11.3B
– –
-502
Closed -$14.3K
AMLP icon
1432
Alerian MLP ETF
AMLP
$12.9B
– –
-8,900
Closed -$418K
AMN icon
1433
AMN Healthcare
AMN
$1.35B
– –
-99
Closed -$1.92K
AMPH icon
1434
Amphastar Pharmaceuticals
AMPH
$888M
– –
-1,604
Closed -$42.7K
AMRN
1435
Amarin Corp
AMRN
$293M
– –
-9
Closed -$147
AMRX icon
1436
Amneal Pharmaceuticals
AMRX
$5.99B
– –
-2,170
Closed -$21.7K
AMX icon
1437
America Movil
AMX
$77.2B
– –
-1,965
Closed -$41.3K
ANAB icon
1438
AnaptysBio
ANAB
$1.54B
– –
-14
Closed -$429
AN icon
1439
AutoNation
AN
$7.37B
– –
-302
Closed -$66.1K
ANDE icon
1440
Andersons Inc
ANDE
$2.49B
– –
-22
Closed -$876
ANF icon
1441
Abercrombie & Fitch
ANF
$4.58B
– –
-417
Closed -$35.6K
ANGI icon
1442
Angi Inc
ANGI
$252M
– –
-46
Closed -$748
ANIP icon
1443
ANI Pharmaceuticals
ANIP
$1.84B
– –
-16
Closed -$1.47K
ANIX icon
1444
Anixa Biosciences
ANIX
$120M
– –
-1,000
Closed -$3.3K
AOK icon
1445
iShares Core Conservative Allocation ETF
AOK
$788M
– –
-1,333
Closed -$53.5K
AON icon
1446
Aon
AON
$81.4B
– –
-500
Closed -$178K
AOS icon
1447
A.O. Smith
AOS
$8.82B
– –
-668
Closed -$49K
AOUT icon
1448
American Outdoor Brands
AOUT
$159M
– –
-13
Closed -$113
APA icon
1449
APA Corp
APA
$12.3B
– –
-1,271
Closed -$30.9K
APAM icon
1450
Artisan Partners
APAM
$2.9B
– –
-1,994
Closed -$86.5K
56 57
58
59 60

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.